Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 20
-- May 15, 2014 --


Table of Contents
Chapter 1 Notices / News Releases (nil)
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary (nil)
Chapter 2 Decisions, Orders and Rulings 4835
2.1 Decisions 4835
2.1.1 Canadian Tire Corporation, Limited et al. 4835
2.1.2 Manulife Asset Management Limited et al. 4843
2.1.3 Solium Capital Inc. and Michael G. Broadfoot 4845
2.1.4 Alignvest Capital Management Inc. 4849
2.1.5 Counsel Portfolio Services Inc. and Brigata Diversified Portfolio 4855
2.1.6 Connor, Clark & Lunn Private Capital Ltd. 4857
2.1.7 Gaz Métro inc. 4860
2.1.8 Valener Inc. 4863
2.2 Orders (nil)
2.3 Rulings (nil)
2.3.1 CI Private Counsel LP and CI Managed Funds 4866
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 4871
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4871
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4872
4.2.2 Outstanding Management & Insider Cease Trading Orders 4872
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 4873
6.1.1 Proposed Amendments to NI 23-101 Trading Rules 4873
Chapter 7 Insider Reporting 4957
Chapter 8 Notice of Exempt Financings 5053
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5053
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5057
Chapter 12 Registrations 5065
12.1.1 Registrants 5065
Chapter 13 SROs, Marketplaces, and Clearing Agencies 5067
13.1 SROs 5067
13.1.1 IIROC - OSC Staff Notice of Request for Comment - Proposed Amendments to Universal Market Integrity Rules Regarding Order Protection 5067
13.2 Marketplaces 5067
13.2.1 Chi-X Canada ATS and CX2 Canada ATS - OSC Staff Notice of Proposed Changes and Request for Comment - Form 21-101F2 - No-Self Cross Feature 5067
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 5069