Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 19
-- May 08, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 4603
1.1 Notices 4603
1.1.1 OSC Staff Notice 81-724 - Report on Staff's Continuous Disclosure Review of the Fees and Expense Disclosure by Investment Funds 4603
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 4607
1.4.1 Eric Inspektor 4607
1.4.2 Ground Wealth Inc. et al. 4607
1.4.3 Blackwood & Rose Inc. et al. 4608
1.4.4 Pro-Financial Asset Management Inc. 4609
1.4.5 Sino-Forest Corporation et al. 4610
1.4.6 North American Financial Group Inc. et al. 4611
Chapter 2 Decisions, Orders and Rulings 4613
2.1 Decisions 4613
2.1.1 Bauer Performance Sports Ltd. 4613
2.1.2 North American REIT Income Fund et al. 4618
2.1.3 Stanton Asset Management Inc. et al. 4622
2.1.4 Manulife Asset Management Limited 4628
2.1.5 U.S. Global Investors (Canada) Ltd. et al. 4633
2.1.6 MD Physician Services Inc. 4637
2.1.7 Longview Oil Corp. 4641
2.1.8 Patheon Inc. 4644
2.1.9 CIBC Asset Management Inc. and Renaissance Covered Call Income Fund 4646
2.1.10 Arrow Capital Management Inc. et al. 4648
2.1.11 Champion Iron Mines Limited - s. 1(10) 4649
2.1.12 FT Portfolio Canada Co. 4651
2.1.13 Chemtrade Logistics Income Fund 4657
2.1.14 Desjardins Investments Inc. and the Desjardins Floating Rate Income Fund 4661
2.1.15 Emera Incorporated and Nova Scotia Power Incorporated 4665
2.1.16 Australian REIT Income Fund and Harvest Portfolios Group Inc. 4667
2.1.17 American Core Sectors Dividend Fund 4669
2.2 Orders 4672
2.2.1 Eric Inspektor - s. 127 4672
2.2.2 Ground Wealth Inc. et al. 4673
2.2.3 Blackwood & Rose Inc. et al. - ss. 127, 127.1 4680
2.2.4 Pro-Financial Asset Management Inc. 4682
2.2.5 Sino-Forest Corporation et al. 4689
2.2.6 Champion Iron Mines Limited - s. 1(6) of the OBCA 4694
2.2.7 HHT Investments Inc. - s. 1(6) of the OBCA 4695
2.2.8 North American Financial Group Inc. et al. - Rule 9 of the OSC Rules of Procedure 4696
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4699
3.1 OSC Decisions, Orders and Rulings 4699
3.1.1 Blackwood & Rose Inc. et al. - s. 127 4699
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 4713
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4713
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4713
4.2.2 Outstanding Management & Insider Cease Trading Orders 4713
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4715
Chapter 8 Notice of Exempt Financings 4817
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 4817
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4823
Chapter 12 Registrations 4831
12.1.1 Registrants 4831
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 4833