Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 15
-- April 10, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 3591
1.1 Notices 3591
1.1.1 Notice of Memorandum of Exchange of Letters Concerning Cooperation between Members of the Canadian Securities Administrators and the Superintendencia de Valores y Seguros of Chile 3591
1.1.2 Notice of Memorandum of Understanding Respecting the Oversight of Certain Clearing and Settlement Systems 3596
1.2 Notices of Hearing 3591
1.2.1 Matthew Schloen - ss. 127, 127.1 3605
1.2.2 JBI, Inc. and John W. Bordynuik - ss. 127(1), 127.1 3608
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 3613
1.4.1 Conrad M. Black et al. 3613
1.4.2 Sino-Forest Corporation et al. 3614
1.4.3 James Barnett (also known as John David) 3614
1.4.4 Gold-Quest International and Sandra Gale 3615
1.4.5 A25 Gold Producers Corp. et al. 3615
1.4.6 Ronald James Ovenden et al. 3616
1.4.7 Matthew Schloen 3617
1.4.8 JBI, Inc. and John W. Bordynuik 3617
1.4.9 Bluestream Capital Corporation et al. 3618
1.4.10 JBI, Inc. and John W. Bordynuik 3618
1.4.11 Ground Wealth Inc. et al. 3619
1.4.12 Issam El-Bouji et al. 3620
1.4.13 Children's Education Funds Inc. 3620
1.4.14 Eric Inspektor 3621
Chapter 2 Decisions, Orders and Rulings 3623
2.1 Decisions 3623
2.1.1 Redwood Asset Management Inc. et al. 3623
2.1.2 Dimensional Fund Advisors Canada ULC 3628
2.1.3 Timbercreek Asset Management Ltd. 3630
2.2 Orders 3637
2.2.1 Conrad M. Black et al. 3637
2.2.2 Sino-Forest Corporation et al. 3640
2.2.3 James Barnett (also known as John David) - ss. 127(1), 127(2), 127.1 3644
2.2.4 Gold-Quest International and Sandra Gale - s. 127 3645
2.2.5 A25 Gold Producers Corp. et al. 3647
2.2.6 Ronald James Ovenden et al. 3648
2.2.7 Magna International Inc. - s. 104(2)(c) 3649
2.2.8 Bluestream Capital Corporation et al. - s. 127 3653
2.2.9 JBI, Inc. and John W. Bordynuik - ss. 127(1), 127.1 3653
2.2.10 Ground Wealth Inc. et al. - Rule 9 of the OSC Rules of Procedure 3655
2.2.11 Issam El-Bouji et al. - Rule 9 of the OSC Rules of Procedure 3661
2.2.12 Children's Education Funds Inc. 3662
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3663
3.1 OSC Decisions, Orders and Rulings 3663
3.1.1 James Barnett (also known as John David) 3663
3.1.2 JBI, Inc. and John W. Bordynuik 3670
3.1.3 Children's Education Funds Inc. 3678
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 3685
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3685
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3685
4.2.2 Outstanding Management & Insider Cease Trading Orders 3685
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3687
Chapter 8 Notice of Exempt Financings 3853
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3853
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3855
Chapter 12 Registrations 3867
12.1.1 Registrants 3867
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces 3869
13.2.1 Canadian Securities Exchange - Notice 2014-003 - Request for Comments - Self Trade Prevention 3869
13.2.2 Canadian Securities Exchange - Notice 2014-003 - Request for Comments - Self Trade Prevention 3869
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 3877
25.1 Permissions 3877
25.1.1 Green REIT plc 3877
Index 3879