Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 14
-- April 3, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 3339
1.1 Notices 3339
1.1.1 OSC Notice 11-769 - Statement of Priorities - Request for Comments Regarding the Statement of Priorities for Financial Year to End March 31, 2015 3339
1.2 Notices of Hearing 3341
1.2.1 Eric Inspektor - ss 127, 1271 3341
1.2.2 Children's Education Funds Inc - ss 127, 1271 3345
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 3347
1.4.1 AMTE Services Inc et al 3347
1.4.2 North American Financial Group Inc et al 3347
1.4.3 Alka Singh and Mine2Capital Inc 3348
1.4.4 Keith MacDonald Summers et al 3348
1.4.5 Eric Inspektor 3349
1.4.6 Bunting & Waddington Inc et al 3349
1.4.7 Global Energy Group, Ltd et al 3350
1.4.8 Howard Rash 3350
1.4.9 Children’s Education Funds Inc 3351
1.4.10 Ground Wealth Inc et al 3351
1.4.11 York Rio Resources Inc et al 3352
1.4.12 Global RESP Corporation and Global Growth Assets Inc 3352
Chapter 2 Decisions, Orders and Rulings 3353
2.1 Decisions 3353
2.1.1 N-45° First CMBS Issuer Corporation 3353
2.1.2 AltaGas Ltd 3354
2.1.3 Nova Gas Transmission Ltd 3356
2.1.4 Azumah Resources Limited 3359
2.1.5 Newmont Mining Corporation of Canada Limited - s 1(10)(a)(ii) 3362
2.1.6 Commercial Solutions Inc 3363
2.1.7 Brigus Gold Corp - s 1(10) 3364
2.1.8 Elm Park Capital Management, LLC and Charles Martin Winograd 3365
2.1.9 McWatters Mining Inc - s 1(10)(a)(ii) 3368
2.1.10 Element Financial Corporation 3369
2.2 Orders 3372
2.2.1 AMTE Services Inc et al - s 127(8) 3372
2.2.2 North American Financial Group Inc et al - Rule 9 of the OSC Rules of Procedure 3373
2.2.3 Alka Singh and Mine2Capital Inc - ss 127(1), 1271 3375
2.2.4 Savary Gold Corp - s 1(11)(b) 3376
2.2.5 Keith MacDonald Summers et al - s 127 3377
2.2.6 GSO Capital Partners LP - s 80 of the CFA 3378
2.2.7 Bunting & Waddington Inc et al - ss 127(1), 127(10) 3385
2.2.8 Global Energy Group, Ltd. et al. - ss. 127(7), 127(8) 3387
2.2.9 Howard Rash 3394
2.2.10 Tim Hortons Inc. - s. 104(2)(c) 3394
2.2.11 Ground Wealth Inc. et al. 3397
2.2.12 TG Residential Value Properties Ltd. - s. 144 3398
2.2.13 York Rio Resources Inc. et al. - ss. 37, 127, 127.1 3401
2.2.14 Global RESP Corporation and Global Growth Assets Inc. - s. 127(1) 3404
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3407
3.1 OSC Decisions, Orders and Rulings (nil)
3.1.1 Alka Singh and Mine2Capital Inc. 3407
3.1.2 Bunting & Waddington Inc. et al. - ss. 127(1), 127(10) 3414
3.1.3 York Rio Resources Inc. et al. - ss. 37, 127, 127.1 3422
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 3443
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3443
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3443
4.2.2 Outstanding Management & Insider Cease Trading Orders 3443
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3445
Chapter 8 Notice of Exempt Financings 3569
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3569
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3573
Chapter 12 Registrations 3583
12.1.1 Registrants 3583
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 3585
25.1 Approvals
25.1.1 Greystone Managed Investments Inc. - s. 213(3)(b) of the LTCA 3585
Index 3587