Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 12
-- March 20, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 2821
1.1.1 CSA Staff Notice 45-314 - Consolidated List of Current CSA Exempt Market Initiatives 2821
1.2 Notices of Hearing 2828
1.2.1 Bluestream Capital Corporation et al. - ss. 127, 127.1 2828
1.3 News Releases 2833
1.4 Notices from the Office of the Secretary 2834
1.4.1 Bradon Technologies Ltd. et al. 2834
1.4.2 Bluestream Capital Corporation et al. 2834
1.4.3 Pro-Financial Asset Management Inc. 2835
Chapter 2 Decisions, Orders and Rulings 2837
2.1 Decisions 2837
2.1.1 Corus Entertainment Inc. 2837
2.1.2 Triangle Petroleum Corporation 2840
2.1.3 Novik Inc. - s. 1(10)(a)(ii) 2842
2.1.4 Sun Life Investment Management Inc. 2843
2.1.5 Atrium Innovations Inc. - s. 1(10) 2851
2.1.6 Alliance Pipeline Limited Partnership 2852
2.1.7 Cangene Corporation - s. 1(10)(a)(ii) 2855
2.2 Orders 2856
2.2.1 Bradon Technologies Ltd. et al. - s. 127 2856
2.2.2 Pro-Financial Asset Management Inc. 2857
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 2863
3.1 OSC Decisions, Orders and Rulings 2863
3.1.1 Pro-Financial Asset Management Inc. and the Pro-Index Funds 2863
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 2869
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2869
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2869
4.2.2 Outstanding Management & Insider Cease Trading Orders 2869
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2871
Chapter 8 Notice of Exempt Financings 3013
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 3013
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3017
Chapter 12 Registrations 3023
12.1.1 Registrants 3023
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
25.1.1 Agilith Capital Inc. - s. 213(3)(b) 3025
Index 3027