Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 11
-- March 13, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 2583
1.1 Notices 2583
1.1.1 OSC Staff Notice 15-702 Revised Credit for Cooperation Program 2583
1.2 Notices of Hearing 2588
1.2.1 Knowledge First Financial Inc. - ss. 127, 127.1 2588
1.2.2 Pro-Financial Asset Management Inc. 2590
1.2.3 Howard Rash - ss. 127(1), 127(10) 2591
1.3 News Releases 2594
1.3.1 OSC Proceeds with New Initiatives to Strengthen Enforcement 2594
1.4 Notices from the Office of the Secretary 2596
1.4.1 Conrad M. Black et al. 2596
1.4.2 A25 Gold Producers Corp. et al. 2597
1.4.3 Heritage Education Funds Inc. 2597
1.4.4 Northern Securities Inc. et al. 2598
1.4.5 Knowledge First Financial Inc. 2599
1.4.6 Pro-Financial Asset Management Inc. 2599
1.4.7 Knowledge First Financial Inc. 2600
1.4.8 Global RESP Corporation and Global Growth Assets Inc. 2600
1.4.9 Issam El-Bouji et al. 2601
1.4.10 Pro-Financial Asset Management Inc. 2601
1.4.11 David M. O'Brien 2602
1.4.12 North American Financial Group Inc. et al. 2602
1.4.13 Howard Rash 2603
Chapter 2 Decisions, Orders and Rulings 2605
2.1 Decisions 2605
2.1.1 CT Real Estate Investment Trust 2605
2.1.2 Dundee Securities Ltd. And Richardson GMP Limited 2607
2.1.3 Greystone Managed Investments Inc. 2610
2.1.4 MaRS VX 2614
2.1.5 PMI Gold Corporation 2617
2.2 Orders 2605
2.2.1 Conrad M. Black et al. 2619
2.2.2 A25 Gold Producers Corp. et al. 2622
2.2.3 Heritage Education Funds Inc. 2622
2.2.4 Granite Real Estate Inc. 2624
2.2.5 Bell Aliant Regional Communications, Limited Partnership and Bell Aliant Preferred Equity Inc. 2627
2.2.6 Northern Securities Inc. et al. - ss. 8(3), 21.7 2630
2.2.7 Pro-Financial Asset Management Inc. - ss. 127(1), (2) and (8) 2632
2.2.8 Knowledge First Financial Inc. 2638
2.2.9 Global RESP Corporation and Global Growth Assets Inc. - s. 127(1) 2639
2.2.10 Issam El-Bouji et al.- Rule 6.7 of the OSC Rules of Procedure 2642
2.2.11 David M. O'Brien - s. 9(1) of the SPPA and Rules 5.2(1), 8.1 of the OSC Rules of Procedure 2643
2.2.12 North American Financial Group Inc. et al. - Rule 9 of the OSC Rules of Procedure 2645
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 2647
3.1.1 Knowledge First Financial Inc. 2647
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 2655
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2655
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2655
4.2.2 Outstanding Management & Insider Cease Trading Orders 2655
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2657
Chapter 8 Notice of Exempt Financings 2801
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 2801
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2807
Chapter 12 Registrations 2813
12.1.1 Registrants 2813
Chapter 13 SROs, Marketplaces, and Clearing Agencies 2815
13.1 SROs 2815
13.1.1 IIROC - OSC Staff Notice of Request for Comment - Margin requirements for certain cash and security borrowing and lending arrangements - Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 2815
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 2817
25.1.1 Forge First Asset Management Inc. - s. 213(3)(b) of the LTCA 2817
25.2.1 AIP Asset Management Inc. - s. 213(3)(b) of the LTCA 2818
Index 2819