Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 7
-- February 13, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 1583
1.1 Notices 1583
1.1.1 Current Proceedings Before The Ontario Securities Commission 1583
1.1.1 Notice of Ministerial Approval of Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission 1583
1.1.2 OSC Staff Notice 81-723 - 2013 Summary Report for Investment Fund Issuers 1584
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 1585
1.4.1 Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus 1585
1.4.2 Gold-Quest International and Sandra Gale 1585
1.4.3 Victor George DeLaet and Stanley Kenneth Gitzel 1586
1.4.4 Paul Azeff et al. 1586
Chapter 2 Decisions, Orders and Rulings 1587
2.1 Decisions 1587
2.1.1 Kimber Resources Inc. - s. 1(10) 1587
2.1.2 International Minerals Corporation - s. 1(10)(a)(ii) 1588
2.1.3 CQI Capital Management L.P. et al. 1589
2.1.4 Westcoast Energy Inc. and Union Gas Limited 1595
2.1.5 High Desert Gold Corporation - s. 1(10)(a)(ii) 1598
2.2 Orders 1599
2.2.1 Royal Oak Ventures Inc.- s. 1(6) of the OBCA 1599
2.2.2 Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus 1600
2.2.3 Gold-Quest International and Sandra Gale - s. 127 1602
2.2.4 Victor George DeLaet and Stanley Kenneth Gitzel - ss. 127(1), 127(10) 1604
2.2.5 Paul Azeff et al. 1605
2.2.6 BMO US High Dividend Covered Call ETF et al. - s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions 1609
2.2.7 Volta Resources Inc.- s. 1(6) of the OBCA 1610
2.3 Rulings 1612
2.3.1 Ace Asset Management Inc - s. 74(1) 1612
Chapter 3 Reasons: Decisions, Orders and Rulings 1615
3.1 OSC Decisions, Orders and Rulings 1615
3.1.1 Victor George DeLaet and Stanley Kenneth Gitzel - ss. 127(1), 127(10) 1615
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1629
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1629
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1629
4.2.2 Outstanding Management & Insider Cease Trading Orders 1629
Chapter 5 Rules and Policies 1631
5.1.1 OSC Rule 11-501 Electronic Delivery of Documents 1631
5.1.2 Amendments to NP 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions and NP 11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions 1637
5.1.3 Amendment to R.R.O. 1990, Reg. 1015 1638
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1639
Chapter 8 Notice of Exempt Financings 1751
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1751
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1761
Chapter 12 Registrations 1767
12.1.1 Registrants 1767
Chapter 13 SROs, Marketplaces, and Clearing Agencies 1769
13.1 SROs 1769
13.2 Marketplaces 1769
13.2.1 TSX - Notice of Approval - Amendments to Part IV of the TSX Company Manual 1769
13.3 Clearing Agencies 1784
13.3.1 Material Amendments to CDS Rules - Financial Institutions - Request for Comments 1784
Chapter 25 Other Information 1789
25.1.1 Sanitec Corporation - s. 38(3) 1789
Index 1791