Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 06
-- February 06, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 1361
1.1 Notices 1361
1.1.1 OSC Staff Notice 51-722 - Report on a Review of Mining Issuers' Management's Discussion and Analysis and Guidance 1361
1.1.2 Black Bean Communications Ltd. et al. 1363
1.2 Notices of Hearing 1364
1.2.1 Quadrexx Hedge Capital Management Ltd. et al. - ss. 127, 127.1 1364
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 1371
1.4.1 Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus 1371
1.4.2 Newer Technologies Limited et al. 1375
1.4.3 Sino-Forest Corporation et al. 1375
1.4.4 Sterling Grace & Co. Ltd. and Graziana Casale 1376
1.4.5 Global Energy Group, Ltd. et al. 1376
1.4.6 Global RESP Corporation and Global Growth Assets Inc. 1377
1.4.7 Welcome Place Inc. et al. 1377
1.4.8 Northern Securities Inc. et al. 1378
1.4.9 Newer Technologies Limited et al. 1379
1.4.10 Blackwood & Rose Inc. et al. 1379
1.4.11 North American Financial Group Inc. et al. 1380
1.4.12 Innovative Gifting Inc. et al. 1380
1.4.13 Quadrexx Hedge Capital Management Ltd. et al. 1381
1.4.14 Black Bean Communications Ltd. et al. 1381
1.4.15 Tricoastal Capital Partners LLC et al. 1382
1.4.16 Crown Hill Capital Corporation and Wayne Lawrence Pushka 1382
1.4.17 Sino-Forest Corporation et al. 1383
Chapter 2 Decisions, Orders and Rulings 1385
2.1 Decisions 1385
2.1.1 Atlantis Systems Corp. - s. 1(10) 1385
2.1.2 Desjardins Financial Security Investments Inc. 1386
2.1.3 Fortis Inc. et al. 1389
2.1.4 Flint Energy Services Ltd. - s. 1(10)(a)(ii) 1392
2.1.5 Lone Pine Resources Inc. 1393
2.1.6 Aviva Canada Inc. 1397
2.1.7 Aviva Investors Canada Inc. 1400
2.1.8 Mercator Minerals Ltd. 1404
2.1.9 MD Physician Services Inc. 1408
2.1.10 TerraVest Capital Inc. 1412
2.2 Orders 1417
2.2.1 Newer Technologies Limited et al. - ss. 127(1), 127.1 1417
2.2.2 Global Energy Group, Ltd. et al. - ss. 127(7), 127(8) 1418
2.2.3 Global RESP Corporation and Global Growth Assets Inc. - s. 127(1) 1425
2.2.4 Molecule Energy Corporation - s. 80 of the CFA 1428
2.2.5 RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited - s. 80 of the CFA 1435
2.2.6 Welcome Place Inc. et al. - ss. 127(1), 127(7) and 127(8) 1439
2.2.7 Northern Securities Inc. et al. - ss. 8.3, 21.7 1441
2.2.8 Newer Technologies Limited et al. - ss. 127(1), 127.1 1443
2.2.9 North American Financial Group Inc. et al. - Rule 1.7.4 of the OSC Rules of Procedure 1444
2.2.10 Innovative Gifting Inc. et al. - ss. 127(1), 127.1 1445
2.2.11 RBC 1-5 Year Laddered ETF et al. - s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions 1447
2.2.12 First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged) - s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions 1447
2.2.13 Tricoastal Capital Partners LLC et al. - ss. 127(1), 127(8) 1448
2.2.14 Samco Gold Limited - s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions 1449
2.2.15 Crown Hill Capital Corporation and Wayne Lawrence Pushka 1451
2.2.16 Sino-Forest Corporation et al. 1453
2.3 Rulings 1457
2.3.1 BMO Harris Investment Management Inc. 1457
Chapter 3 Reasons: Decisions, Orders and Rulings 1461
3.1 OSC Decisions, Orders and Rulings 1461
3.1.1 Innovative Gifting Inc. et al. - ss. 127(1), 127.1 1461
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1471
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1471
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1471
4.2.2 Outstanding Management & Insider Cease Trading Orders 1471
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1473
Chapter 8 Notice of Exempt Financings 1551
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1551
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1561
Chapter 12 Registrations 1571
12.1.1 Registrants 1571
Chapter 13 SROs, Marketplaces, and Clearing Agencies 1573
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 1573
13.3.1 Notice of Commission Approval - Material Amendments to CDS Rules - Multi-Classification of Limited Purpose Participants 1573
Chapter 25 Other Information 1575
25.1 Consents 1575
25.1.1 Canada Lithium Corp. - s. 4(b) of the Regulation 1575
25.2 Approvals 1577
25.2.1 GreensKeeper Asset Management Inc. - s. 213(3)(b) of the LTCA 1577
Index 1579