Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 05
-- January 30, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 1195
1.1 Notices (nil)
1.2 Notices of Hearing 1195
1.2.1 Frederick Lawrence Marlatt, also known as Frederick Lawrence Mitschele and Michael Wallace Minor - ss. 127(1), 127(10) 1195
1.3 News Releases 1200
1.3.1 Update: Investor Warning - G.W. Trust and Transfer Services Limited and Morgan Dragon Development Corp. 1200
1.4 Notices from the Office of the Secretary 1201
1.4.1 Frederick Lawrence Marlatt, also known as Frederick Lawrence Mitschele and Michael Wallace Minor 1201
1.4.2 Ground Wealth Inc. et al. 1201
1.4.3 Myron Sullivan II formerly known as Fred Myron George Sullivan et al. 1202
1.4.4 Oversea Chinese Fund Limited Partnership et al. 1202
1.4.5 Weizhen Tang 1203
1.4.6 Ernst & Young LLP 1203
1.4.7 Pro-Financial Asset Management Inc. 1204
Chapter 2 Decisions, Orders and Rulings 1205
2.1 Decisions 1205
2.1.1 Royal Oak Ventures Inc. - s. 1(10) 1205
2.1.2 Volta Resources Inc. - s. 1(10) 1206
2.1.3 Donville Kent Asset Management Inc. and DKAM Capital Ideas Trust 1207
2.1.4 Engineering.com Incorporated - s. 1(10)(a)(ii) 1212
2.1.5 West Street Capital Corporation 1213
2.1.6 Solium Capital Inc. et al. 1216
2.1.7 BMO Asset Management Inc. 1224
2.2 Orders 1228
2.2.1 Poseidon Concepts Corp. et al. - s. 144(1) 1228
2.2.2 Ground Wealth Inc. et al. 1230
2.2.3 Jenex Corporation - s. 144 1235
2.2.4 Myron Sullivan II formerly known as Fred Myron George Sullivan et al. - ss. 127(1), 127(10) 1238
2.2.5 Oversea Chinese Fund Limited Partnership et al. - s. 127(7) and (8) 1240
2.2.6 Weizhen Tang - ss. 127(1), 127(10) 1242
2.2.7 Ernst & Young LLP 1243
2.2.8 Pro-Financial Asset Management Inc. - ss. 127(1), (2) and (8) 1244
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1249
3.1 OSC Decisions, Orders and Rulings 1249
3.1.1 Myron Sullivan II formerly known as Fred Myron George Sullivan et al. - ss. 127(1), 127(10) 1249
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1257
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1257
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1257
4.2.2 Outstanding Management & Insider Cease Trading Orders 1257
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1259
Chapter 8 Notice of Exempt Financings 1345
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1345
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1351
Chapter 12 Registrations 1357
12.1.1 Registrants 1357
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 1359