Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 34, Issue 39
-- September 30, 2011 --


Table of Contents


Chapter 1 Notices / News Releases 9951
1.1 Notices 9951
1.1.1 Current Proceedings Before The Ontario Securities Commission 9951
1.1.2 CSA Staff Notice 31-329 – Omnibus/ blanket orders exempting registrants from certain provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and related staff positions 9960
1.1.3 TBS New Media Ltd. et al. 9965
1.2 Notices of Hearing 9965
1.2.1 TBS New Media Ltd. et al. – ss. 37, 127 9965
1.3 News Releases 9966
1.3.1 IAP Submits Cost Disclosure and Performance Reporting Comment Letter 9966
1.4 Notices from the Office of the Secretary 9967
1.4.1 Global Partners Capital et al. 9967
1.4.2 TBS New Media Ltd. et al. 9968
1.4.3 TBS New Media Ltd. et al. 9970
1.4.4 TBS New Media Ltd. et al. 9971
1.4.5 TBS New Media Ltd. et al. 9971
1.4.6 Zungui Haixi Corporation 9972
Chapter 2 Decisions, Orders and Rulings 9973
2.1 Decisions 9973
2.1.1 New Generation Biotech (Equity) Fund Inc. et al. 9973
2.1.2 Desjardins Securities Inc. and IIROC member firms registered as of the date of this decision 9982
2.1.3 Scotia Securities Inc. and MFDA member firms registered as of the date of this decision 9983
2.1.4 Ondine Biomedical Inc. 9984
2.1.5 Primero Mining Corp. 9984
2.1.6 Sunshine Silver Mines Corporation 9989
2.1.7 Burcon Nutrascience Corporation 9992
2.1.8 Breakwater Resources Ltd. 9996
2.1.9 TD Waterhouse Canada Inc. 9792
2.1.10 Friedberg Mercantile Group Ltd. and Toronto Trust Management Ltd. 9997
2.1.11 Transglobe Apartment Real Estate Investment Trust 10000
2.2 Orders 10013
2.2.1 Global Partners Capital et al. – ss. 127, 127.1 10013
2.2.2 Genesis Worldwide Inc. – s. 144 10015
2.2.3 TBS New Media Ltd. et al. – ss. 127(7), 127(8) 10016
2.2.4 TBS New Media Ltd. et al. – ss. 37, 127 10019
2.2.5 Zungui Haixi Corporation – ss. 127(7), 127(8) 10021
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 10023
3.1 OSC Decisions, Orders and Rulings 10023
3.1.1 Global Partners Capital et al. 10023
3.1.2 Alexander Adams – s. 31 10042
3.1.3 TBS New Media Ltd. et al. 10044
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 10051
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 10051
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 10051
4.2.2 Outstanding Management & Insider Cease Trading Orders 10051
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 10053
Chapter 8 Notice of Exempt Financings 10125
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 10125
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 10129
Chapter 12 Registrations 10139
12.1.1 Registrants 10139
Chapter 13 SROs, Marketplaces, and Clearing Agencies 10141
13.1 SROs 10141
13.1.1 OSC Staff Notice of Commission Approval – MFDA Proposed Amendments to Financial Questionnaire and Report (Form 1) to include the “Definition of Market Value” 10141
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 10145