Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 34, Issue 32
-- August 12, 2011 --


Table of Contents


Chapter 1 Notices / News Releases 8521
1.1 Notices 8521
1.1.1 Current Proceedings Before The Ontario Securities Commission 8521
1.2 Notices of Hearing 8529
1.2.1 Portus Alternative Asset Management Inc. et al. – ss. 127. 127.1 8529
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 8530
1.4.1 Citadel Income Fund and Energy Income Fund 8530
1.4.2 Portus Alternative Asset Management Inc. et al. 8531
1.4.3 Crown Hill Capital Corporation and Wayne Lawrence Pushka 8531
1.4.4 Portus Alternative Asset Management Inc. et al. 8532
Chapter 2 Decisions, Orders and Rulings 8533
2.1 Decisions 8533
2.1.1 Chartwell Technology Inc. – s. 1(10) 8533
2.1.2 Manulife Asset Management Limited 8534
2.1.3 TimberWest Forest Corp. – s. 1(10) 8542
2.1.4 Creston Moly Corp. 8543
2.1.5 Wellington West Asset Management Inc. et al. 8545
2.1.6 Fiera Sceptre Inc. 8548
2.1.7 HSBC Securities (Canada) Inc. and HSBC Global Asset Management (Canada) Limited 8550
2.1.8 Parallel Energy Trust 8552
2.2 Orders 8554
2.2.1 Citadel Income Fund and Energy Income Fund – s. 8 8554
2.2.2 SG Spirit Gold Inc. – s. 144 8556
2.2.3 Crown Hill Capital Corporation and Wayne Lawrence Pushka – ss. 127(1), 127.1 8557
2.2.4 Portus Alternative Asset Management Inc. et al. – ss. 127, 127.1 8558
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 8559
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8559
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8559
4.2.2 Outstanding Management & Insider Cease Trading Orders 8559
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 8561
6.1.1 Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds – Proposed Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 and Companion Policy 81-101CP and Consequential Amendments 8561
Chapter 7 Insider Reporting 8575
Chapter 8 Notice of Exempt Financings 8639
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 8639
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8643
Chapter 12 Registrations 8649
12.1.1 Registrants 8649
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 8651
25.1 Exemptions 8651
25.1.1 CIBC Mutual Funds and CIBC Family of Managed Portfolios – Form 81-101F3 Contents of Fund Facts, General Instruction 8 8651
Index 8653