Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 34, Issue 31
-- August 5, 2011 --


Table of Contents


Chapter 1 Notices / News Releases 8371
1.1 Notices 8371
1.1.1 Current Proceedings Before The Ontario Securities Commission 8371
1.2 Notices of Hearing 8379
1.2.1 Ground Wealth Inc. et. al. – ss. 127(7), 127(8) 8379
1.3 News Releases 8381
1.3.1 CSA and IIROC Announce Regulatory Framework for Dark Liquidity in Canada 8381
1.3.2 Canadian Securities Regulators Seek Comment on Proposed Rule for Venture Issuers 8383
1.4 Notices from the Office of the Secretary 8385
1.4.1 Empire Consulting Inc. and Desmond Chambers 8385
1.4.2 Peter Sbaraglia 8385
1.4.3 Marlon Gary Hibbert et al. 8386
1.4.4 Firestar Capital Management Corp. et al. 8386
1.4.5 Innovative Gifting Inc. et al. 8387
1.4.6 Ground Wealth Inc. et. al. 8387
1.4.7 North American Financial Group Inc. et al. – ss. 127(7), 127(8) 8388
1.4.8 Shallow Oil & Gas Inc. et al. 8388
Chapter 2 Decisions, Orders and Rulings 8389
2.1 Decisions 8389
2.1.1 Allied Gold Limited – s. 1(10) 8389
2.1.2 Fidelity Investments Canada ULC et al. 8390
2.1.3 The Vanguard World Fund et al. 8395
2.1.4 Northwest Healthcare Properties Real Estate Investment Trust 8397
2.1.5 GWR Global Water Resources Corp. 8399
2.1.6 Goldman, Sachs & Co. and Goldman Sachs Execution & Clearing, L.P. 8401
2.1.7 Hydro One Inc. 8404
2.1.8 Toronto Hydro Corporation 8405
2.1.9 The Brick Ltd. 8407
2.1.10 Equinox Minerals Limited 8411
2.1.11 Technicoil Corporation – s. 1(10) 8413
2.1.12 Clean Harbors Industrial Services Canada, Inc. – s. 1(10) 8414
2.2 Orders 8415
2.2.1 Empire Consulting Inc. and Desmond Chambers – s. 127 8415
2.2.2 Peter Sbaraglia 8416
2.2.3 Marlon Gary Hibbert et al. – ss. 127(1), 127(7), 127(8) 8417
2.2.4 Firestar Capital Management Corp. et al. – s. 127 8418
2.2.5 Innovative Gifting Inc. et al. – s. 127 8419
2.2.6 Ground Wealth et al. – ss. 127(1), 127(5) 8421
2.2.7 North American Financial Group Inc. et al. – ss. 127(7), 127(8) 8422
2.2.8 Independent Portfolio Managers Limited – s. 80 of the CFA 8424
2.2.9 Seprotech Systems Incorporated – s. 144 8429
2.2.10 Shallow Oil & Gas Inc. et al. – ss. 127(1), 127(8) 8430
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 8433
3.1 OSC Decisions, Orders and Rulings 8433
3.1.1 Access Capital Corp. – s. 31 8433
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 8435
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8435
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8435
4.2.2 Outstanding Management & Insider Cease Trading Orders 8435
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8437
Chapter 8 Notice of Exempt Financings 8495
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 8495
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8501
Chapter 12 Registrations 8515
12.1.1 Registrants 8515
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 8517