Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 34, Issue 30
-- July 29, 2011 --


Table of Contents


Chapter 1 Notices / News Releases 8211
1.1 Notices 8211
1.1.1 Current Proceedings Before The Ontario Securities Commission 8211
1.1.2 Joint CSA/IIROC Staff Notice 23-311 – Regulatory Approach to Dark Liquidity in the Canadian Market 8219
1.2 Notices of Hearing (nil)
1.3 News Releases 8234
1.3.1 Canadian Securities Regulators Proceed With Enhanced Executive Compensation Disclosure Requirements 8234
1.4 Notices from the Office of the Secretary 8236
1.4.1 L.T.M.T. Trading Ltd. et al. 8236
1.4.2 Innovative Gifting Inc. et al. 8236
1.4.3 MBS Group (Canada) Ltd. et al. 8237
1.4.4 Heir Home Equity Investment Rewards Inc. et al. 8237
Chapter 2 Decisions, Orders and Rulings 8239
2.1 Decisions 8239
2.1.1 Mackenzie Financial Corporation 8239
2.1.2 NAL Energy Corporation and Canaccord Genuity Corp. 8242
2.1.3 Veresen Inc. 8248
2.1.4 Pacific Forest Regeneration Income Fund et al. 8250
2.1.5 TransGlobe Apartment Real Estate Investment Trust 8255
2.1.6 Vector Aerospace Corporation 8258
2.1.7 QHR Technologies Inc. 8259
2.1.8 Ember Resources Inc. 8262
2.1.9 Shamaran Petroleum Corp. 8263
2.1.10 Transcanada Pipelines Limited 8265
2.2 Orders 8267
2.2.1 L.T.M.T. Trading Ltd. et al. – ss. 127(1), 127(10) 8267
2.2.2 Pacific Coal Resources Ltd. – s. 1(11)(b) 8268
2.2.3 MBS Group (Canada) Ltd. et al. – s. 127 8270
2.2.4 Heir Home Equity Investment Rewards Inc. et al. – ss. 127(1), 127.1 8270
2.2.5 Innovative Gifting et al. – s. 127 8271
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 8273
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8273
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8273
4.2.2 Outstanding Management & Insider Cease Trading Orders 8273
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8275
Chapter 8 Notice of Exempt Financings 8337
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 8337
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8341
Chapter 12 Registrations 8347
12.1.1 Registrants 8347
Chapter 13 SROs, Marketplaces, and Clearing Agencies 8349
13.1 SROs 8349
13.1.1 IIROC Rules Notice – Request for Comments – Provisions Respecting Dark Liquidity 8349
13.2 Marketplaces 8364
13.2.1 TSX Notice of Approval – Amendments to Part III, Part V and Part VI of the TSX Company Manual 8364
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 8369