Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 36
-- September 10, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 7939
1.1 Notices 7939
1.1.1 Current Proceedings Before The Ontario Securities Commission 7939
1.1.2 Stuart Bruce McLaughlin 7946
1.1.3 Notice of Commission Approval - Material Amendments to CDS Procedures - Issue and Entitlement Procedures - Money Market Securities 7947
1.1.4 CIPF - Notice of Commission Approval - Amendments to Sections 12.1 and 15.1 of CIPF By-law No. 1 7947
1.1.5 Notice of Commission Approval - Material Amendments to CDS Procedures - Issue and Entitlement Procedures - Other Securities 7948
1.1.6 CSA Staff Notice 31-319 - Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions 7949
1.2 Notices of Hearing 7952
1.2.1 TBS New Media Inc. et al. - ss. 37, 127, 127.1 7952
1.2.2 Lehman Brothers & Associates Corp. et al. - ss. 37, 127, 127.1 7956
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 7960
1.4.1 Amendment and Consolidation of the Rules of Procedure of the Ontario Securities Commission as of August 31, 2010 7960
1.4.2 Stuart Bruce McLaughlin 7961
1.4.3 Abel Da Silva 7961
1.4.4 TBS New Media Inc. et al. 7962
1.4.5 Lehman Brothers & Associates Corp. et al. 7962
1.4.6 L. Jeffrey Pogachar et al. 7963
1.4.7 Scott Edward Purkis 7963
Chapter 2 Decisions, Orders and Rulings 7965
2.1 Decisions 7965
2.1.1 Louvem Mines Inc. - s. 1(10) 7965
2.1.2 Brookfield Infrastructure Partners L.P. and Prime Infrastructure Group 7966
2.1.3 Fiera Capital Inc. 7969
2.1.4 Kulczyk Oil Ventures Inc. 7971
2.1.5 Integra Balanced Fund and Integra Capital Limited 7974
2.1.6 CI Investments Inc. et al. 7976
2.1.7 Total Capital S.A. and Total Capital Canada Ltd. 7981
2.1.8 IESI-BFC Ltd. 7988
2.1.9 Desjardins Securities Inc. - NI 31-103 7991
2.1.10 TD Investment Services Inc. - NI 31-103 7992
2.2 Orders 7993
2.2.1 Abel Da Silva 7993
2.2.2 Newlook Industries Corp. - s. 144 7994
2.2.3 Redline Communications Group Inc. - s. 144 7995
2.2.4 Sun Life Global Investments (Canada) Inc. et al. - s. 80 of the CFA 7998
2.2.5 Bank of New York Mellon and Manulife Financial Corporation - s. 46(4) of the OBCA 8001
2.2.6 Enterprise Capital Management Inc. and Royal Oak Ventures Inc. - s. 144 8003
2.2.7 L. Jeffrey Pogachar et al. - s. 127 8005
2.2.8 Scott Edward Purkis 8007
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 8015
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8015
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8015
4.2.2 Outstanding Management & Insider Cease Trading Orders 8015
Chapter 5 Rules and Policies 8017
5.1.1 OSC Rules of Procedure (Amendment and Consolidation as of August 31, 2010) 8017
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8047
Chapter 8 Notice of Exempt Financings 8167
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 8167
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8173
Chapter 12 Registrations 8179
12.1.1 Registrants 8179
Chapter 13 SROs, Marketplaces, and Clearing Agencies 8181
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 8181
13.1.1 CDS - Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Issue and Entitlement Procedures - Money Market Securities 8181
13.1.2 CDS - Notice of Commission Approval - Material Amendments to CDS Procedures Relating to Issue and Entitlement Procedures - Other Securities 8183
Chapter 25 Other Information (nil)
Index 8185