Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 34
-- August 27, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 7491
1.1 Notices 7491
1.1.1 Current Proceedings Before The Ontario Securities Commission 7491
1.1.2 Notice of Publication - IOSCO Report on Principles for Direct Electronic Access to Markets 7499
1.2 Notices of Hearing 7500
1.2.1 Locate Technologies Inc. et al. - s. 127 7500
1.2.2 Questrade Inc. - s. 21.7 7508
1.2.3 Scott Edward Purkis - ss. 127(1), 127.1 7509
1.2.4 Scott Edward Purkis - ss. 127(1), 127.1 7512
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 7512
1.4.1 Albert Leslie James et al. 7512
1.4.2 Locate Technologies Inc. et al. 7513
1.4.3 Questrade Inc. 7513
1.4.4 Scott Edward Purkis 7514
1.4.5 Scott Edward Purkis 7514
1.4.6 Lehman Cohort Global Group Inc. et al. 7515
1.4.7 Paladin Capital Markets Inc. et al. 7515
1.4.8 Paladin Capital Markets Inc. et al. 7516
Chapter 2 Decisions, Orders and Rulings 7517
2.1 Decisions 7517
2.1.1 Monterey Exploration Ltd. 7517
2.1.2 General Motors Company 7520
2.1.3 Jayden Resources Inc. (formerly called Pinnacle Mines Ltd.) 7523
2.1.4 Investissements Immobiliers Prodige inc. - s. 1(10) 7527
2.1.5 Brazauro Resources Corporation - s. 1(10) 7527
2.1.6 VentureLink LP et al. 7528
2.1.7 BMO Harris Investment Management Inc. and BMO Harris Growth Opportunities Portfolio 7529
2.2 Orders 7533
2.2.1 Mahalo Energy Ltd. - s. 144 7533
2.2.2 Albert Leslie James et al. - ss. 127(1), 127(8) 7535
2.2.3 Lihir Gold Limited - s. 1(10)(b) 7537
2.2.4 TriAct Canada Marketplace LP - s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 7539
2.2.5 Liquidnet Canada Inc. - s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 7541
2.2.6 Paladin Capital Markets Inc. et al. - ss. 127, 127.1 7543
2.2.7 Paladin Capital Markets Inc. et al. - ss. 127(1), 127(7), 127(8) 7549
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 7551
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7551
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7551
4.2.2 Outstanding Management & Insider Cease Trading Orders 7551
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7553
Chapter 8 Notice of Exempt Financings 7617
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 7617
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7629
Chapter 12 Registrations 7643
12.1.1 Registrants 7643
Chapter 13 SROs, Marketplaces, and Clearing Agencies 7645
13.1 SROs 7645
13.1.1 IIROC Rules Notice - Request for Comment - Dealer Member Rules 7645
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 7657
25.1 Consents 7657
25.1.1 Ryland Oil Corporation - s. 4(b) of the Regulation 7657
25.2 Approvals 7659
25.2.1 JDM Investment Partners Ltd. - s. 213(3)(b) of the LTCA 7659
25.2.2 Navina Asset Management Inc. - s. 213(3)(b) of the LTCA 7659
Index 7661