Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 33
-- August 20, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 7317
1.1 Notices 7317
1.1.1 Current Proceedings Before The Ontario Securities Commission 7317
1.1.2 Notice of Ministerial Approval of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities 7324
1.1.3 CSA Staff Notice 31-318 - Omnibus/blanket order exempting mortgage investment entities from the requirement to register as investment fund managers and advisers 7325
1.2 Notices of Hearing 7328
1.2.1 Axcess Automation LLC et al. - ss. 127(1), 127 of the Securities Act and ss. 60, 60.1 of the CFA 7328
1.2.2 David Rutledge et al. - ss. 127(1), 127.1 of the Securities Act and ss. 60, 60.1 of the CFA 7336
1.2.3 Shaun Gerard McErlean et al. - ss. 127(1), 127(7) 7336
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 7337
1.4.1 Agoracom Investor Relations Corp. et al. 7337
1.4.2 Axcess Automation LLC et al. 7338
1.4.3 David Rutledge et al. 7338
1.4.4 David Rutledge et al. 7339
1.4.5 Ronald Mainse 7339
1.4.6 Maple Leaf Investment Fund Corp. et al. 7340
1.4.7 Maple Leaf Investment Fund Corp. et al. 7340
1.4.8 Axcess Automation LLC et al. 7341
1.4.9 Nelson Financial Group Ltd. et al. 7341
1.4.10 Shaun Gerard McErlean et al. 7342
1.4.11 Al-Tar Energy Corp. et al. 7342
Chapter 2 Decisions, Orders and Rulings 7343
2.1 Decisions 7343
2.1.1 Ecopetrol S.A. 7343
2.1.2 Coast Wholesale Appliances Income Fund and Coast Wholesale Appliances Inc. 7346
2.1.3 Logibec Groupe Informatique Ltée - s. 1(10) 7351
2.1.4 Matrikon Inc. 7351
2.1.5 CUQ AcquisitionCo Ltd. - s. 1(10) 7353
2.1.6 Big Stick Media Corporation - s. 1(10) 7354
2.1.7 Trez Capital Corporation 7355
2.2 Orders 7357
2.2.1 Research In Motion Limited - s. 104(2)(c) 7357
2.2.2 Agoracom Investor Relations Corp. et al. 7360
2.2.3 Voice Mobility International, Inc. - s. 144 7361
2.2.4 David Rutledge et al. 7362
2.2.5 Ronald Mainse 7364
2.2.6 Immunall Science Inc. - s. 144 7365
2.2.7 Maple Leaf Investment Fund Corp. et al. 7366
2.2.8 Maple Leaf Investment Fund Corp. et al. 7367
2.2.9 Axcess Automation LLC et al. - ss. 127(1), 127.1 of the Securities Act and ss. 60 and 60.1 of the CFA 7368
2.2.10 Nelson Financial Group Ltd. et al. 7369
2.2.11 Shaun Gerard McErlean et al. - ss. 127(1), 127(5) 7370
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 7371
3.1 OSC Decisions, Orders and Rulings 7371
3.1.1 Lance Cory Townend - s. 31 7371
3.1.2 Axcess Automation LLC et al. 7376
3.1.3 Axcess Automation LLC et al. 7384
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 7391
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7391
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7391
4.2.2 Outstanding Management & Insider Cease Trading Orders 7391
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7393
Chapter 8 Notice of Exempt Financings 7465
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 7465
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7473
Chapter 12 Registrations 7483
12.1.1 Registrants 7483
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 7485
25.1 Exemptions 7485
25.1.1 BetaPro Management Inc. and Horizons BetaPro S&P/TSX 60 Index ETF - NI 41-101 General Prospectus Requirements, s. 19.1 7485
Index 7487