Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 32
-- August 13, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 7125
1.1 Notices 7125
1.1.1 Current Proceedings Before The Ontario Securities Commission 7125
1.2 Notices of Hearing 7132
1.2.1 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) – ss. 127, 127.1 7132
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 7132
1.4.1 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 7132
1.4.2 Norshield Asset Management (Canada) Ltd. et al. 7133
1.4.3 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 7133
1.4.4 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 7134
1.4.5 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 7134
Chapter 2 Decisions, Orders and Rulings 7135
2.1 Decisions 7135
2.1.1 Strongco Income Fund – s. 1(10) 7135
2.1.2 Underworld Resources Inc. – s. 1(10) 7136
2.1.3 Paramount RXP Acquisition Corp. (formerly Redcliffe Exploration Inc.) – s. 1(10) 7136
2.1.4 Meliadine Holdings Inc. – s. 1(10) 7137
2.1.5 World Color Press Inc. – s. 1(10) 7138
2.1.6 Jones Financial Companies, L.L.L.P. 7139
2.1.7 AlphaPro Management Inc. and Horizons AlphaPro Fiera Tactical Bond ETF 7141
2.1.8 NexGen Financial Limited Partnership 7145
2.1.9 Elliott & Page Limited 7147
2.1.10 CIBC Asset Management Inc. et al. 7150
2.1.11 RBC Asset Management Inc. and Phillips, Hager & North Investment Management Ltd. 7152
2.1.12 Nexans 7156
2.2 Orders 7162
2.2.1 BCE Inc. 7162
2.2.2 Norshield Asset Management (Canada) Ltd. et al. – ss. 127, 127.1 7165
2.2.3 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 7167
2.2.4 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) – ss. 127, 127.1 7167
2.2.5 Robert Joseph Vanier (a.k.a. Carl Joseph Gagnon) 7168
2.2.6 Zaruma Resources Inc. – s. 144 7169
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 7171
3.1 OSC Decisions, Orders and Rulings 7171
3.1.1 Norshield Asset Management (Canada) Ltd. et al. – ss. 127, 127.1 7171
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 7187
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7187
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7187
4.2.2 Outstanding Management & Insider Cease Trading Orders 7187
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7189
Chapter 8 Notice of Exempt Financings 7243
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 7243
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7251
Chapter 12 Registrations 7257
12.1.1 Registrants 7257
Chapter 13 SROs, Marketplaces, and Clearing Agencies 7259
13.1 SROs 7259
13.1.1 Proposed Amendments to MFDA Rule 3.1.1 (Capital – Minimum Levels) and MFDA Form 1 – Financial Questionnaire and Report 7259
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 7315