Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 30
-- July 30, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 6813
1.1 Notices 6813
1.1.1 Current Proceedings Before The Ontario Securities Commission 6813
1.1.2 Notice of Commission Approval - Material Amendments to CDS Rules and Procedures - Soft Cap for the New York Link Service 6820
1.1.3 CSA Staff Notice 31-317 (Revised) - Reporting Obligations Related to Terrorist Financing 6821
1.1.4 Notice of Commission Approval - Material Amendments to CDS Rules - Termination of Euroclear UK Direct Service 6833
1.1.5 Notice of Commission Approval - Material Amendments to CDS Rules - Participant Application to Use Functionality for Roles re Securities 6835
1.2 Notices of Hearing (nil)
1.3 News Releases 6835
1.3.1 CSA Review Shows Issuers are Improving Disclosure on IFRS Transition 6835
1.4 Notices from the Office of the Secretary 6837
1.4.1 Innovative Gifting Inc. et al. 6837
1.4.2 Brilliante Brasilcan Resources Corp. et al. 6837
1.4.3 York Rio Resources Inc. et al. 6838
1.4.4 Peter Robinson and Platinum International Investments Inc. 6838
1.4.5 Uranium308 Resources Inc. et al. 6839
1.4.6 Irwin Boock et al. 6839
Chapter 2 Decisions, Orders and Rulings 6841
2.1 Decisions 6841
2.1.1 CI Investments Inc. 6841
2.1.2 Navina Asset Management Inc. 6844
2.1.3 BMO Asset Management Inc. 6846
2.1.4 Legg Mason Canada Holdings Ltd. - s. 1(10) 6853
2.1.5 Storm Exploration Inc. 6854
2.1.6 Northland Power Preferred Equity Inc. and Northland Power Income Fund 6857
2.1.7 World Financial Split Corp. et al. 6863
2.1.8 CIBC Asset Management Inc. and Canadian Imperial Bank of Commerce 6866
2.1.9 Kelman Technologies Inc. 6869
2.1.10 Linear Gold ULC (formerly, Linear Gold Corp.) 6870
2.1.11 Sprott Asset Management L.P. 6872
2.2 Orders 6875
2.2.1 Innovative Gifting Inc. et al. - s. 127 6875
2.2.2 Brilliante Brasilcan Resources Corp. et al. - ss. 127(1), 127(2), 127(8) 6876
2.2.3 York Rio Resources Inc. - s. 127 6877
2.2.4 Peter Robinson and Platinum International Investments Inc. 6878
2.2.5 Uranium308 Resources Inc. et al. - s. 127 6879
2.2.6 Irwin Boock et al. 6881
2.2.7 North American Nickel Inc. - s. 144 6882
2.2.8 MF Global Canada Co. - s. 74(1) 6883
2.2.9 Canaccord Genuity Corp. - ss. 74(1), 144(1) 6889
2.2.10 Jefferies Asset Management, LLC - s. 80 of the CFA 6892
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6895
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6895
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6895
4.2.2 Outstanding Management & Insider Cease Trading Orders 6895
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6897
Chapter 8 Notice of Exempt Financings 6953
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 6953
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6959
Chapter 12 Registrations 6971
12.1.1 Registrants 6971
Chapter 13 SROs, Marketplaces, and Clearing Agencies 6973
13.1 SROs (nil)
13.2 Marketplaces 6973
13.2.1 Alpha ATS LP - Notice of Proposed Changes and Request for Feedback 6973
13.2.2 Alpha ATS LP - Notice of Proposed Changes 6974
13.3 Clearing Agencies 6975
13.3.1 CDS Notice of Effective Date - Technical Amendments to CDS Procedures - Euroclear UK Direct Service 6975
Chapter 25 Other Information (nil)
Index 6977