Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 26
-- July 2, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 5979
1.1 Notices 5979
1.1.1 Current Proceedings Before The Ontario Securities Commission 5979
1.1.2 OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments 5987
1.2 Notices of Hearing 5989
1.2.1 Cliffs Natural Resources Inc. and Spider Resources Inc. - s. 127 5989
1.3 News Releases 5990
1.3.1 Canadian Securities Regulators Propose Amendments to Mutual Fund Rules 5990
1.3.2 Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers, Advisers and Investment Fund Managers 5991
1.4 Notices from the Office of the Secretary 5994
1.4.1 Rezwealth Financial Services Inc. et al. 5994
1.4.2 Magna International Inc. et al. 5994
1.4.3 Shallow Oil & Gas Inc. et al. 5995
1.4.4 Irwin Boock et al. 5995
1.4.5 Cliffs Natural Resources Inc. and Spider Resources Inc. 5996
Chapter 2 Decisions, Orders and Rulings 5997
2.1 Decisions 5997
2.1.1 Sentry Select Capital Inc. 5997
2.1.2 Compass Petroleum Corp. 5999
2.1.3 Terra Nova Royalty Corporation 6001
2.1.4 FNX Mining Company Inc. - s. 1(10) 6003
2.1.5 Royal Laser Corp. - s. 1(10) 6004
2.2 Orders 6004
2.2.1 Airsurf Networks Holdings Inc. - s. 144 6004
2.2.2 Rezwealth Financial Services Inc. et al. - ss. 127(1), 127(7), 127(8) 6005
2.2.3 American Insulock Inc. - s. 144 6007
2.2.4 Shallow Oil & Gas Inc. et al. - ss. 127(1), 127(8) 6010
2.2.5 Irwin Boock et al. 6011
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6013
3.1 OSC Decisions, Orders and Rulings 6013
3.1.1 Magna International Inc. et al. - s. 127 6013
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6023
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6023
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6023
4.2.2 Outstanding Management & Insider Cease Trading Orders 6023
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6025
Chapter 8 Notice of Exempt Financings 6113
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 6113
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6119
Chapter 12 Registrations 6127
12.1.1 Registrants 6127
Chapter 13 SROs, Marketplaces, and Clearing Agencies 6129
13.1 SROs (nil)
13.2 Marketplaces 6129
13.2.1 CNSX Notice 2010-003 - Policy and Rule Amendments - Policy 1, Policy 2, Policy 4, Policy 5 and related forms, new Policy 10 and Rules 1-101, 11-102 and 11-103 6129
13.3 Clearing Agencies 6132
13.3.1 Technical Amendments to CDS Procedures - Housekeeping Items - Notice of Effective Date 6132
Chapter 25 Other Information (nil)
Index 6133