Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 12
-- March 26, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 2525
1.1 Notices 2525
1.1.1 Current Proceedings Before The Ontario Securities Commission 2525
1.1.2 OSC Notice 11-753 (Revised) - Statement of Priorities for Financial Year to End March 31, 2011 2532
1.1.3 Notice of Commission Approval - Amendments to MFDA Rule 2.4.1 - Payment of Commissions to Unregistered Corporation 2542
1.2 Notices of Hearing 2543
1.2.1 Richvale Resource Corp. et al. - ss. 127(7), 127(8) 2543
1.3 News Releases 2544
1.3.1 Canadian Securities Regulators Take Steps to Improve Scholarship Plan Disclosure for Investors 2344
1.4 Notices from the Office of the Secretary 2545
1.4.1 Nest Acquisitions and Mergers et al. 2545
1.4.2 Paladin Capital Markets Inc. et al. 2545
1.4.3 Chartcandle Investments Corporation et al. 2546
1.4.4 Gold-Quest International et al. 2546
1.4.5 Richvale Resource Corp. et al. 2547
Chapter 2 Decisions, Orders and Rulings 2549
2.1 Decisions 2549
2.1.1 Fédération des Caisses Desjardins du Québec et al. 2549
2.1.2 Hearx Canada Inc. - s. 1(10) 2552
2.1.3 Congress Financial Capital Company - s. 1(10) 2553
2.1.4 CI Investments Inc. and CI Private Counsel LP 2554
2.1.5 CI Investments Inc. and CI Private Counsel LP 2557
2.1.6 Claymore Investments, Inc. et al. 2559
2.1.7 Molson Coors Brewing Company 2563
2.1.8 Unbridled Energy Corporation - s. 1(10) 2567
2.1.9 Pembina Pipeline Income Fund and Pembina Pipeline Corporation 2567
2.1.10 Mitel Networks Corporation 2571
2.1.11 Coca-Cola Enterprises (Canada) Bottling Finance Company 2574
2.1.12 International Royalty Corporation - s. 1(10) 2576
2.1.13 Claymore Investments, Inc. et al. 2577
2.1.14 PetroBakken Exploration Ltd. - s. 1(10) 2580
2.2 Orders 2581
2.2.1 Nest Acquisitions and Mergers et al. 2581
2.2.2 Paladin Capital Markets Inc. et al. - ss. 127(1), 127(7), 127(8) 2582
2.2.3 Chartcandle Investments Corporation et al. 2584
2.2.4 Gold-Quest International et al. 2584
2.2.5 Richvale Resource Corp. et al. - ss. 127(1), 127(5) 2586
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 2587
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2587
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2587
4.2.2 Outstanding Management & Insider Cease Trading Orders 2587
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2589
Chapter 8 Notice of Exempt Financings 2687
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 2687
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2695
Chapter 12 Registrations 2701
12.1.1 Registrants 2701
Chapter 13 SROs, Marketplaces, and Clearing Agencies 2703
13.1 SROs 2703
13.1.1 IIROC Rules Notice - Request for Comments - Proposed Plain Language Rules: 3100 - Business Conduct and 3200 - Client Accounts 2703
13.1.2 Amendments to MFDA Rule 2.4.1 - Payment of Commissions to Unregistered Corporation 2757
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 2761