Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 11
-- March 19, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 2313
1.1 Notices 2313
1.1.1 Current Proceedings Before The Ontario Securities Commission 2313
1.1.2 OSC Notice - OSC Investor Advisory Panel Request for Applications 2320
1.1.3 OSC Staff Notice 24-702 - Regulatory Approach to Recognition and Exemption from Recognition of Clearing Agencies 2323
1.2 Notices of Hearing 2331
1.2.1 Albert Leslie James et al. - ss. 127, 127.1 2331
1.2.2 Wilton J. Neale et al. - ss. 127, 127.1 2336
1.2.3 Carlton Ivanhoe Lewis et al. - ss. 127, 127.1 2341
1.3 News Releases 2348
1.3.1 OSC Issues Staff Notice on New Requirement for Clearing Agency Recognition 2348
1.4 Notices from the Office of the Secretary 2348
1.4.1 Irwin Boock et al. 2348
1.4.2 Juniper Fund Management Corporation et al. 2349
1.4.3 Franklin Danny White et al. 2349
1.4.4 Albert Leslie James et al. 2350
1.4.5 Wilton J. Neale et al. 2350
1.4.6 Carlton Ivanhoe Lewis et al. 2351
Chapter 2 Decisions, Orders and Rulings 2353
2.1 Decisions 2353
2.1.1 CI Global Opportunities Fund 2353
2.1.2 Castle Gold Corporation - s. 1(10) 2355
2.1.3 Gamehost Income Fund and 0811769 B.C. ULC 2356
2.1.4 Brookfield Renewable Power Preferred Equity Inc. and Brookfield Renewable Power Fund 2360
2.1.5 MDS Inc. 2366
2.1.6 Picton Mahoney Asset Management and Picton Mahoney Diversified Strategies Fund 2369
2.1.7 Sea Dragon Energy Inc. 2372
2.2 Orders 2375
2.2.1 Irwin Boock et al. 2375
2.2.2 Juniper Fund Management Corporation et al. - s. 127 2376
2.2.3 Franklin Danny White et al. 2379
2.2.4 Inviro Medical Inc. - s. 144 2380
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 2383
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2383
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2383
4.2.2 Outstanding Management & Insider Cease Trading Orders 2383
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2385
Chapter 8 Notice of Exempt Financings 2499
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 2499
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2505
Chapter 12 Registrations 2515
12.1.1 Registrants 2515
Chapter 13 SROs, Marketplaces, and Clearing Agencies 2517
13.1 SROs (nil)
13.2 Marketplaces
13.2.1 Alpha ATS LP - Notice of Implementation 2517
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 2519
25.1 Approvals 2519
25.1.1 Tera Capital Corporation - s. 213(3)(b) 2519
Index 2521