Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 9
-- March 5, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 1905
1.1 Notices 1905
1.1.1 Current Proceedings Before The Ontario Securities Commission 1905
1.1.2 Joint CSA/IIROC Notice – Forum to Discuss Consultation Paper 23-404 Dark Pools, Dark Orders, and Other Developments in Market Structure in Canada 1911
1.2 Notices of Hearing 1913
1.2.1 Teodosio Vincent Pangia – ss. 127(1), 127.1 1913
1.3 News Releases 1913
1.3.1 OSC Investor Advisory Panel to Give Input on Commission Initiatives 1913
1.3.2 CSA Urges Canadians to “Take the Next Step” to Protect Themselves from Investment Fraud 1914
1.4 Notices from the Office of the Secretary 1916
1.4.1 Maple Leaf Investment Fund Corp. et al. 1916
1.4.2 Teodosio Vincent Pangia 1916
1.4.3 Maple Leaf Investment Fund Corp. et al. 1917
1.4.4 Tulsiani Investments Inc. and Sunil Tulsiani 1917
1.4.5 Teodosio Vincent Pangia 1918
1.4.6 Borealis International Inc. et al. 1918
Chapter 2 Decisions, Orders and Rulings 1919
2.1 Decisions 1919
2.1.1 Scotia Capital Inc. et al. 1919
2.1.2 Crosbie & Company Inc. and Certain Other Limited Market Dealers that have become Exempt Market Dealers under s. 16.3(2) of NI 31-103 Registration Requirements and Exemptions 1921
2.1.3 Growthworks Commercialization Fund Ltd. 1923
2.1.4 Calloway Real Estate Investment Trust and Canaccord Financial Ltd. 1927
2.1.5 Canadian Royalties Inc. – s. 1(10) 1933
2.1.6 Corel Corporation – s. 1(10) 1934
2.1.7 Aquiline Resources Inc. – s. 1(10) 1935
2.1.8 AlphaPro Management Inc. et al. 1936
2.2 Orders 1941
2.2.1 Maple Leaf Investment Fund Corp. et al. 1941
2.2.2 Teodosio Vincent Pangia – ss. 127, 127.1 1941
2.2.3 Maple Leaf Investment Fund Corp. et al. – s. 127(8) 1942
2.2.4 Tulsiani Investments Inc. and Sunil Tulsiani – ss. 127(1), 127(8) 1943
2.2.5 Gluskin Sheff + Associates Inc. – s. 144(1) 1944
2.2.6 Borealis International Inc. et al. – s. 127(1) 1945
2.2.7 Barkerville Gold Mines Ltd. (formerly International Wayside Gold Mines Ltd.) – s. 1(11)(b) 1947
2.3 Rulings 1949
2.3.1 Gluskin Sheff + Associates Inc. – ss. 74(1), 144(1) 1949
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1953
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1953
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1953
4.2.2 Outstanding Management & Insider Cease Trading Orders 1953
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1955
Chapter 8 Notice of Exempt Financings 2037
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 2037
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2045
Chapter 12 Registrations 2055
12.1.1 Registrants 2055
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 2057
25.1 Approvals 2057
25.1.1 Marret Asset Management Inc. – s. 213(3)(b) of the LTCA 2057
Index 2059