Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 8
-- February 26, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 1731
1.1 Notices 1731
1.1.1 Current Proceedings Before The Ontario Securities Commission 1731
1.1.2 CSA Staff Notice 31-315 – Omnibus / blanket orders exempting registrants from certain provisions of NI 31-103 Registration Requirements and Exemptions 1737
1.2 Notices of Hearing 1741
1.2.1 Chartcandle Investments Corporation et al. – ss. 127, 127.1 1741
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 1744
1.4.1 Chartcandle Investments Corporation et al. 1744
Chapter 2 Decisions, Orders and Rulings 1745
2.1 Decisions 1745
2.1.1 Navina Capital Corp. et al. 1745
2.1.2 Ross Smith Enhanced Index Fund LP and Ross Smith Enhanced Index GP Ltd. 1747
2.1.3 Magma Energy Corp. 1749
2.1.4 NAL Petroleum (ACE) Ltd. – s. 1(10) 1752
2.1.5 Templeton Growth Fund, Ltd. et al. 1753
2.1.6 IAT Air Cargo Facilities Income Fund – s. 1(10) 1757
2.1.7 HSBC Global Asset Management (Canada) Limited and HSBC Global Inflation Linked Bond Pooled Fund 1759
2.1.8 Heatherdale Resources Ltd. 1762
2.1.9 Freewest Resources Canada Inc. – s. 1(10) 1765
2.1.10 Cenovus Energy Inc. 1766
2.1.11 Scotia Asset Management L.P. 1768
2.1.12 Christopher Miller and other advising representatives of portfolio managers applying for registration as dealing representatives 1771
2.1.13 Raymond James Ltd. and certain other registered firms registered as of the date of this decision 1772
2.1.14 Jonathon Bolduc and certain other persons or companies registered under the Act 1773
2.1.15 Scotia Securities Inc. and other Mutual Fund Dealers registered as of the date of this decision 1775
2.1.16 Laurence Ginsberg and dealing representatives of exempt market dealers and scholarship plan dealers 1776
2.1.17 Vantage Asset Management Inc. and other portfolio managers applying for registration in another category 1777
2.2 Orders 1778
2.2.1 FN Subco Inc. – s. 1(10)b 1778
2.2.2 Rogers Communications Inc. – s. 104(2)(c) 1778
2.2.3 TSX Inc. – s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 1781
2.2.4 Sahara Energy Ltd. – s. 144 1782
2.2.5 Chi-X Canada ATS Limited – s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees 1783
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1569
3.1 OSC Decisions, Orders and Rulings 1569
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1607
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1607
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1607
4.2.2 Outstanding Management & Insider Cease Trading Orders 1607
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1787
Chapter 8 Notice of Exempt Financings 1855
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1855
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1869
Chapter 12 Registrations 1875
12.1.1 Registrants 1875
Chapter 13 SROs, Marketplaces, and Clearing Agencies 1881
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 1881
13.3.1 Material Amendments to CDS Procedures – Automated Confirmation Transaction (ACT) Service – Request for Comments 1881
Chapter 25 Other Information 1895
25.1 Exemptions 1895
25.1.1 ScotiaMocatta Physical Copper Fund – ss. 2.3(1), 19.1 of NI 41-101 General Prospectus Requirements 1895
25.2 Consents 1896
25.2.1 OilSands Canada Corporation – s. 4(b) of the Regulation 1896
25.2.2 Middlefield Mutual Funds Limited – s. 4(b) of the Regulation 1898
Index 1901