Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 7
-- February 19, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 1507
1.1 Notices 1707
1.1.1 Current Proceedings Before The Ontario Securities Commission 1507
1.1.2 CSA Staff Notice 23-307 Order Protection Rule – Implementation Milestones 1513
1.1.3 CSA Staff Notice 11-312 (Revised) – National Numbering System 1515
1.1.4 CSA Notice 11-313 – Withdrawal of Notices and Policies 1518
1.1.5 CSA Staff Notice 13-315 (Revised) – Securities Regulatory Authority Closed Dates 2010 1522
1.1.6 Notice of Commission Approval – Amendments to Section 35 of MFDA By-law No. 1 – MFDA IPC 1523
1.1.7 Notice of Commission Approval – IIROC Amendments to Investment Industry Regulatory Organization of Canada (IIROC) Dealer Member Rule 2900 1523
1.2 Notices of Hearing 1524
1.2.1 Maple Leaf Investment Fund Corp. et al. ss. 127, 127.1 1524
1.3 News Releases 1529
1.3.1 CSA’s ‘Financial Fitness Challenge’ offers Canadian youth a chance to win $2,000 for demonstrating financial smarts 1529
1.4 Notices from the Office of the Secretary 1531
1.4.1 Franklin Danny White et al. 1531
1.4.2 Maple Leaf Investment Fund Corp. et al. 1531
1.4.3 New Life Capital Corp. et al. 1532
1.4.4 Irwin Boock et al. 1532
1.4.5 Maple Leaf Investment Fund Corp. et al. 1533
Chapter 2 Decisions, Orders and Rulings 1535
2.1 Decisions 1535
2.1.1 TriStar Oil & Gas Ltd. et al. 1535
2.1.2 Xenos Group Inc. 1539
2.1.3 SEAMARK Asset Management Ltd. – s. 1(10) 1542
2.1.4 Eldorado Gold Corporation 1543
2.1.5 Trilogy Energy Trust 1545
2.1.6 9200-7574 Québec Inc. 1548
2.1.7 Canadian Energy Services L.P. – s. 1(10) 1549
2.1.8 Legg Mason Canada Inc. et al. 1550
2.1.9 Kangaroo Media Inc. – s. 1(10) 1554
2.2 Orders 1555
2.2.1 Mill Run Golf Club – s. 144 1555
2.2.2 New Life Capital Corp. et al. – s. 127 1559
2.2.3 Maple Leaf Investment Fund Corp. et al. – s. 127(8) 1561
2.3 Rulings 1562
2.3.1 Nexus Investment Management Inc. – ss. 74(1), 144(1) 1562
2.3.2 Perennial Asset Management Corp. – s. 74(1) 1565
Chapter 3 Reasons: Decisions, Orders and Rulings 1569
3.1 OSC Decisions, Orders and Rulings 1569
3.1.1 Franklin Danny White et al. 1569
3.1.2 Irwin Boock et al. – s. 127 1589
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 1607
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1607
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1607
4.2.2 Outstanding Management & Insider Cease Trading Orders 1607
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1609
Chapter 8 Notice of Exempt Financings 1697
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 1697
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1707
Chapter 12 Registrations 1713
12.1.1 Registrants 1713
Chapter 13 SROs, Marketplaces, and Clearing Agencies 1715
13.1 SROs 1715
13.1.1 Investment Industry Regulatory Organization of Canada Amendments to Correct Registration Reform Related Amendments 1715
13.1.2 Amendments to Section 35 of MFDA By-law No. 1 – MFDA IPC 1716
13.1.3 Summary of Public Comments Respecting Proposed Amendments to Section 35 (No Actions Against the Corporation) of MFDA By-law No. 1 and Responses of the MFDA 1717
13.2 Marketplaces (nil)
13.3 Clearing Agencies 1720
13.3.1 CDS Clearing and Depository Services Inc. (CDS®) – Notice of Effective Date – Technical/Housekeeping Amendments to CDS Rules 1720
13.3.2 CDS Clearing and Depository Services Inc. (CDS®) – Material Amendments to CDS Procedures – New York Link (NYL) Service –Request for Comments 1723
Chapter 25 Other Information (nil)
Index 1727