Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 33, Issue 1
-- January 8, 2010 --


Table of Contents


Chapter 1 Notices / News Releases 1
1.1 Notices 1
1.1.1 Current Proceedings Before The Ontario Securities Commission 1
1.1.2 Notice of Amendments to the Securities Act and the Commodity Futures Act 7
1.1.3 The Investment Funds Practitioner 8
1.1.4 OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments 12
1.1.5 Notice of Commission Approval – IIROC – UMIR Amendments – Provisions Respecting Trading During Certain Securities Transactions 14
1.2 Notices of Hearing 15
1.2.1 Rezwealth Financial Services Inc. et al. – ss. 127(7), 127(8) 15
1.3 News Releases 16
1.3.1 OSC Lays Charges Against Danny Silva De Melo and Steven John Hill in Ontario Court of Justice 16
1.4 Notices from the Office of the Secretary 16
1.4.1 HSBC Bank Canada 16
1.4.2 Canadian Imperial Bank of Commerce and CIBC World Markets Inc. 17
1.4.3 Roger D. Rowan et al. 17
1.4.4 Barry Landen 18
1.4.5 MI Developments Inc. 18
Chapter 2 Decisions, Orders and Rulings 19
2.1 Decisions 19
2.1.1 Mackenzie Financial Corporation et al. 19
2.1.2 Contrans Income Fund – s. 1(10) 24
2.1.3 Gildan Activewear Inc. 25
2.1.4 PowersShares India Class 26
2.1.5 Suncor Energy Inc. 30
2.1.6 Canwel Building Materials Income Fund and Canwel Holding Partnership 33
2.1.7 Toromont Industries Ltd. 36
2.1.8 Western Canadian Coal Corp. 39
2.1.9 EPCOR Power Equity Ltd. and EPCOR Power L.P. 42
2.1.10 Great-West Lifeco Inc. et al. 47
2.1.11 Southern Pacific Resource Corp. 50
2.1.12 The Fédération des Caisses Desjardins du Québec and the Funds Listed in Schedule “A” 52
2.1.13 Investia Financial Services Inc. 55
2.1.14 Blackmont Capital Inc. and Broadridge Investor Communications Corporation – MRRS Decision 58
2.2 Orders 62
2.2.1 HSBC Bank Canada 62
2.2.2 Canadian Imperial Bank of Commerce and CIBC World Markets Inc. 73
2.2.3 Roger D. Rowan et al. 84
2.2.4 McLaren Resources Inc. – s. 144 86
2.2.5 Barry Landen – s. 127 86
2.2.6 Rezwealth Financial Services Inc. et al. – ss. 127(1), 127(5) 88
2.2.7 Irwin Boock et al. – ss. 127, 127.1 89
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 91
3.1 OSC Decisions, Orders and Rulings 91
3.1.1 Roger D. Rowan et al. 91
3.1.2 MI Developments Inc. 126
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 159
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 159
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 159
4.2.2 Outstanding Management & Insider Cease Trading Orders 159
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 161
Chapter 8 Notice of Exempt Financings 315
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 315
Chapter 9 Legislation 321
9.1.1 Bill 218, Ontario Tax Plan For More Jobs And Growth Act, 2009 321
9.1.2 Bill 212, Good Government Act, 2009 322
Chapter 11 IPOs, New Issues and Secondary Financings 323
Chapter 12 Registrations 335
12.1.1 Registrants 335
Chapter 13 SRO Notices and Disciplinary Proceedings 339
13.1.1 MFDA Issues Notice of Hearing Regarding Nathan H. Disenhouse 339
13.1.2 MFDA Hearing Panel Reschedules Marlene Legare Hearing 340
13.1.3 IIROC Rules Notice – Notice of Approval – UMIR – Provisions Respecting Trading During Certain Securities Transactions 341
Chapter 25 Other Information 363
25.1 Consents 363
25.1.1 East West Resource Corporation – s. 4(b) of the Regulation 363
Index 365