R.S.O. 1990, c.S.5, AS AMENDED
- AND -
IN THE MATTER OF TERRY G. DODSLEY
STATEMENT OF ALLEGATIONS OF STAFF OF THE
ONTARIO SECURITIES COMMISSION
Staff of the Ontario Securities Commission ("Staff") make the following allegations:
1.Terry G. Dodsley ("Dodsley") is an individual residing in Ontario.
2.Dodsley is not, nor has he ever been, registered with the Ontario Securities Commission (the "Commission") in any capacity.
3.Dodsley has an advertisement on the Internet at www.cashgalore.com/comtrade.htm relating to investment opportunities and services.
4.In October, 2000, Dodsley had an advertisement in an Ontario community newspaper advertising his services in the area of commodities trading.
5.Dodsley traded in securities without being registered as required pursuant to Ontario securities law.
6.Dodsley held himself out as carrying on the business of advising with respect to securities, without being registered as required pursuant to Ontario securities law.
Conduct Contrary To the Public Interest
7.The conduct of the respondent as described above contravened Ontario securities law and was contrary to the public interest.
8.Staff reserves the right to make such further and other allegations as Staff may submit and the Commission may permit.
December 12th, 2000.