Proceedings

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IN THE MATTER OF
JOSEPH DEBUS

M. Cecilia Williams, Commissioner and Chair of the Panel

File No. 2019-16

February 11, 2020
 

ORDER

WHEREAS on February 11, 2020, the Ontario Securities Commission (the Commission) held a hearing at 20 Queen Street West, 17th Floor, Toronto, Ontario,in relation to the Application by Joseph Debus (Debus) to review decisions of the Investment Industry Regulatory Organization of Canada (IIROC) dated March 18, 2019 and June 25, 2019;

ON HEARING the submissions of Staff of IIROC, Staff of the Commission, and the representative of Debus, all parties consenting;

IT IS ORDERED THAT:

  1. the filing dates previously set out in the order dated January 28, 2020 in this proceeding are vacated;
  2. by no later than February 18, 2020, Debus shall make a request to Richardson GMP for any and all email exchanges between the individuals specified in Debus’s witness list dated December 10, 2019, from July 2006 to March 2013; and
  3. a further attendance in this proceeding is scheduled for February 24, 2020 at 2:00 p.m. or on such other dates and times as provided by the Office of the Secretary and agreed to by the parties.


 
" M. Cecilia Williams "
M. Cecilia Williams