
PDF Version
IN THE MATTER OF
EARL MAREK
Timothy Moseley, Chair of the Panel
August 30, 2017
ORDER
WHEREAS on August 29, 2017, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario, with respect to case management of an application for a hearing and review of decisions of the Investment Industry Regulatory Organization of Canada, which application was brought by Earl Marek (the Applicant) pursuant to sections 8 and 21.7 of the Securities Act, RSO 1990, c S.5; and
ON HEARING the submissions of counsel representing the Applicant, Staff of the Investment Industry Regulatory Organization of Canada (IIROC Staff) and Enforcement Staff of the Commission (Commission Staff);
IT IS ORDERED THAT:
1. if the Applicant intends to introduce new evidence in this application, the Applicant shall file and serve copies of such evidence by no later than October 5, 2017;
2. if necessary, a pre-hearing conference shall be held on October 6, 2017 at 10:00 a.m., and the parties shall contact the Registrar to advise whether that attendance is necessary by no later than October 5, 2017;
3. by no later than October 13, 2017, the Applicant shall file and serve his memorandum of fact and law;
4. by no later than October 25, 2017, each of IIROC Staff and Commission Staff shall file and serve its responding memorandum of fact and law;
5. by no later than October 31, 2017, the Applicant shall file and serve his reply memorandum of fact and law, if any;
6. the hearing of this application shall commence on November 8, 2017, at 10:30 a.m. and, if necessary, shall continue on November 9, 2017, commencing at 10:00 a.m.
Timothy Moseley