IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED
- AND -
IN THE MATTER OF THE JUNIPER FUND MANAGEMENT CORPORATION,
JUNIPER INCOME FUND, JUNIPER EQUITY GROWTH FUND and
ROY BROWN (a.k.a. ROY BROWN-RODRIGUES)
(Sections 127 and 127.1)
WHEREAS on March 21, 2006, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990 c. S.5, as amended (the “Act”), accompanied by a Statement of Allegations dated March 21, 2006 filed by Staff of the Commission (“Staff”) in respect of Juniper Fund Management Corporation, Juniper Income Fund, Juniper Equity Growth Fund and Roy Brown (a.k.a. Roy Brown-Rodrigues) (collectively, the “Respondents”);
AND WHEREAS on July 5, 2007, Staff filed an Amended Statement of Allegations;
AND WHEREAS a hearing on the merits in this matter was held before the Commission on September 19, 20, 21, 22, 23, 28, 29, October 5, November 9 and December 21, 2011, and February 14, 22, April 4, May 28, 30, June 8 and September 4, 2012;
AND WHEREAS following the hearing on the merits, the Commission issued its Reasons and Decision with respect to the merits on April 11, 2013;
IT IS ORDERED that the parties shall appear before the Commission on June 14, 2013 at 10:00 a.m. at the offices of the Commission at 20 Queen Street West, Toronto, ON, for the sanctions and costs hearing; and
IT IS FURTHER ORDERED that:
- Staff shall file written submissions by 4:30 p.m. on May 24, 2013;
- The Respondents shall file responding written submissions by 4:30 p.m. on June 7, 2013; and
- Staff shall file reply written submissions (if any) by 4:30 p.m. on June 12, 2013.
DATED at Toronto this 11th day of April, 2013.
|" Vern Krishna "
Vern Krishna, QC
|" Margot C. Howard "
Margot C. Howard, CFA