Order: In the Matter of Fulcrum Financial Group Inc. et al.

Order
Download PDF

IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

AND

IN THE MATTER OF

FULCRUM FINANCIAL GROUP INC.,
SECURED LIFE VENTURES INC.,
ZEPHYR ALTERNATIVE POWER INC.,
TROY VAN DYK and WILLIAM L. ROGERS

ORDER
(Section 127)

WHEREAS on the 3rd day of November, 2005, the Ontario Securities Commission (the "Commission") ordered, pursuant to clause 2 of s.127(1) of the Securities Act, R.S.O. 1990, c.S.5, as amended (the "Act"), that all trading in securities by Secured Life Ventures Inc., Zephyr Alternative Power Inc. and Fulcrum Financial Group Inc. cease and, pursuant to clause 3 of s. 127(1) of the Act, that exemptions in Ontario securities law do not apply to Troy Van Dyk and William L. Rogers (the "Temporary Order");

AND WHEREAS on November 9, 2005, the Commission issued a Notice of Hearing, pursuant to s.127 and 127.1 of the Act;

AND WHEREAS on November 17, 2005, the Commission ordered an adjournment of the hearing and an extension of the Temporary Order until November 30, 2005;

AND WHEREAS on November 29, 2005, the Commission ordered an adjournment of the hearing and an extension of the Temporary Order until February 21, 2006;

AND WHEREAS Staff have requested a further adjournment of the hearing to permit the amendment of the Notice of Hearing and Statement of Allegations by Staff to include additional respondents;

AND WHEREAS the respondents have consented to this Order extending the Temporary Order to April 11, 2006, or such earlier date as may be agreed by Staff and the respondents and approved by the Commission;

AND WHEREAS the Commission considers it to be in the public interest to make this order;

IT IS HEREBY ORDERED THAT pursuant to s.127(7) of the Act that the Temporary Order is extended until April 11, 2006 at 10:00 a.m., and that this matter is to be returned before the Commission at that time to consider the matters identified in the Notice of Hearing and any amendments thereto.

    Dated at Toronto this 16th day of February, 2006.

 

      “Paul Moore”      
     Paul M. Moore