Proceedings

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IN THE MATTER OF THE SECURITIES ACT

R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

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IN THE MATTER OF THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

BETWEEN

BRYAN ANDREW VICKERS

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STAFF OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

NOTICE OF APPLICATION FOR A HEARING AND REVIEW