Proceedings

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PDF Version
 

FILE NO.: 2020-35

 

IN THE MATTER OF
DOUGLAS JOHN ELEY

NOTICE OF HEARING

Sections 8 and 21.7 of the Securities Act, RSO 1990, c S.5

 

PROCEEDING TYPE: Hearing and Review
HEARING DATE AND TIME: October 16, 2020 at 10:00 a.m.
LOCATION: By teleconference

PURPOSE
The purpose of this proceeding is to consider the Application dated October 7, 2020 made by the party named above to review decisions of the Investment Industry Regulatory Organization of Canada dated January 28, 2020 and October 6, 2020.

The hearing set for the date and time indicated above is the first attendance in this proceeding, as described in subsection 6(1) of the Commission’s Practice Guideline.

REPRESENTATION
Any party to the proceeding may be represented by a representative at the hearing.

FAILURE TO ATTEND
IF A PARTY DOES NOT ATTEND, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.

FRENCH HEARING
This Notice of Hearing is also available in French on request of a party.  Participation may be in either French or English. Participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French.

AVIS EN FRANÇAIS
L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit dès que possible si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.

Dated at Toronto this 13th day of October, 2020.          

 
" Grace Knakowski "
Grace Knakowski
Secretary to the Commission
 

For more information
Please visit www.osc.gov.on.ca or contact the Registrar at registrar@osc.gov.on.ca.