Proceedings

PDF Version

PDF Version

 

FILE NO.: 2019-37

IN THE MATTER OF
BENEDICT CHENG, FRANK SOAVE, JOHN DAVID ROTHSTEIN
AND ERIC TREMBLAY

NOTICE OF HEARING

Section 144 of the Securities Act, RSO 1990, c S.5

 

PROCEEDING TYPE: Application for Revocation or Variation of a Decision
HEARING DATE AND TIME: In Writing

PURPOSE
The purpose of this proceeding is to consider the Application made by Staff of the Ontario Securities Commission to revoke the oral decision made by the Commission on December 19, 2017 relating to Benedict Cheng’s confidentiality request.

Staff has requested to proceed by written hearing pursuant to Rule 23(2) of the Commission’s Rules of Procedure and Forms.

REPRESENTATION
Any party to the proceeding may be represented by a representative at the hearing.

FAILURE TO PARTICIPATE
IF A PARTY DOES NOT PARTICIPATE, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.

FRENCH HEARING
This Notice of Hearing is also available in French on request of a party.  Participation may be in either French or English. Participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French.

AVIS EN FRANÇAIS
L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit dès que possible si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.

Dated at Toronto this 8th day of October, 2019.   

 
"Grace Knakowski "
Grace Knakowski
Secretary to the Commission
 

For more information
Please visit www.osc.gov.on.ca or contact the Registrar at registrar@osc.gov.on.ca.