Proceedings

PDF Version

PDF Version


FILE NO.: 2018-63


IN THE MATTER OF
QUESTRADE WEALTH MANAGEMENT INC.

NOTICE OF HEARING

Subsection 127(1) and Section 127.1 Securities Act, RSO 1990, c S.5



PROCEEDING TYPE: Public Settlement Hearing
HEARING DATE AND TIME: November 27, 2018 at 8:30 a.m.
LOCATION: 20 Queen Street West, 17th Floor, Toronto, Ontario

PURPOSE
The purpose of this hearing is to consider whether it is in the public interest for the Commission to approve the Settlement Agreement dated November 20, 2018 between Staff of the Commission and Questrade Wealth Management Inc., in respect of the Statement of Allegations filed by Staff of the Commission dated November 20, 2018.

REPRESENTATION
Any party to the proceeding may be represented by a representative at the hearing.

FAILURE TO ATTEND
IF A PARTY DOES NOT ATTEND, THE HEARING MAY PROCEED IN THE PARTY’S ABSENCE AND THE PARTY WILL NOT BE ENTITLED TO ANY FURTHER NOTICE IN THE PROCEEDING.

FRENCH HEARING
This Notice of Hearing is also available in French on request of a party.  Participation may be in either French or English. Participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding be conducted wholly or partly in French.

AVIS EN FRANÇAIS
L'avis d'audience est disponible en français sur demande d’une partie, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit le plut tôt si le participant demande qu'une instance soit tenue entièrement ou partiellement en français.

Dated at Toronto this 22nd day of November, 2018.

 

" Grace Knakowski "
Grace Knakowski
Secretary to the Commission

For more information
Please visit www.osc.gov.on.ca or contact the Registrar at registrar@osc.gov.on.ca.