Proceedings

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IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

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IN THE MATTER OF THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

BETWEEN

BRYAN ANDREW VICKERS

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STAFF OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

NOTICE OF HEARING
(Section 21.7 of the Securities Act)



TAKE NOTICE THAT the Ontario Securities Commission (the “Commission”) will hold a hearing pursuant to section 21.7 of the Securities Act, R.S.O. 1990, c S-5, as amended, to consider the Application made by Bryan Andrew Vickers for a review of the Sanctions Decision of the Investment Industry Regulatory Organization of Canada dated June 19, 2014;

AND TAKE FURTHER NOTICE THAT the hearing will be held on December 16, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at the Commission’s offices located at 20 Queen Street West, 17th Floor, Toronto, Ontario.

Dated at Toronto this 31st day of October, 2014

 



"Josée Turcotte "
Josée Turcotte
Acting Secretary to the Commission