Proceedings

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IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

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IN THE MATTER OF THE RULES OF INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

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IN THE MATTER OF JULIAN ROBERT RICCI

NOTICE OF HEARING
(Section 21.7 of the Securities Act)

 

TAKE NOTICE THAT the Ontario Securities Commission (the “Commission”) will hold a hearing pursuant to section 21.7 of the Securities Act, R.S.O. 1990, c.S.5, as amended, to consider the Application made by Julian Robert Ricci for a review of the Penalty Decision of the Investment Industry Regulatory Organization of Canada dated June 9, 2014;

AND TAKE FURTHER NOTICE THAT the hearing will be held on November 24, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission’s offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.

Dated at Toronto this 24th day of October, 2014

 

"Josée Turcotte "
Josée Turcotte
Acting Secretary to the Commission