Proceedings


Notices from the Office of the Secretary


This section of the website contains notices from the OSC’s Office of the Secretary. These notices relate to OSC proceedings.
20190916120000September 16, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
20190912200000September 13, 2019Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File No. 2019-34
20190830091500August 30, 2019Notice from the Office of the Secretary: Royal Bank of Canada, File No. 2019-32
20190830083000August 30, 2019Notice from the Office of the Secretary: The Toronto-Dominion Bank, File No. 2019-31
20190828063000August 28, 2019Notice from the Office of the Secretary: Sentry Investments Inc. and Sean Driscoll, File No.2019-33
20190827063000August 27, 2019Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
20190826131500August 26, 2019Notice from the Office of the Secretary: Royal Bank of Canada, File No. 2019-32
20190826131500August 26, 2019Notice from the Office of the Secretary: The Toronto-Dominion Bank, File No. 2019-31
20190821110000August 21, 2019Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
20190819113000August 19, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
20190816113000August 16, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
20190806123000August 6, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
20190725120000July 25, 2019Notice from the Office of the Secretary: International Capital Markets Pty. Ltd., File No. 2019-19
20190724200000July 25, 2019Amendments to the Ontario Securities Commission Rules of Procedure and Forms and Practice Guideline as of July 23, 2019
20190724124000July 24, 2019Notice from the Office of the Secretary: Ava Trade Ltd., File No. 2019-18
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