Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

July 19, 2019
 

CALDWELL INVESTMENT MANAGEMENT LTD., File No. 2018-36

 

TORONTO – Following a hearing held today, the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff of the Commission and Caldwell Investment Management Ltd. in the above named matter.

A copy of the Order dated July 19, 2019, Settlement Agreement dated July 10, 2019 and Oral Reasons for Approval of a Settlement dated July 19, 2019 are available at www.osc.gov.on.ca.
 

OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION

 
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