Notice from the
20 Queen St. W.
Toronto, ON M5H 3S8
|FOR IMMEDIATE RELEASE
July 26, 2015
IN THE MATTER OF THE SECURITIES ACT
RSO 1990, c S.5
- and -
IN THE MATTER OF SCOTIA CAPITAL INC., SCOTIA SECURITIES INC. AND
HOLLISWEALTH ADVISORY SERVICES INC.
TORONTO – The Office of the Secretary issued a Notice of Hearing to consider whether it is in the public interest to approve the Settlement Agreement dated July 25, 2016, on a no-contest basis, between Staff of the Commission and Scotia Capital Inc., Scotia Securities Inc. and Holliswealth Advisory Services Inc.
The hearing pursuant to subsections 127(1) and 127(2) of the Securities Act, RSO 1990, c. S.5 will be held at the offices of the Commission located at 20 Queen Street West, 17th Floor, on July 29, 2016 at 1:00 p.m.
OFFICE OF THE SECRETARY
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