Notice from the
20 Queen St. W.
Toronto, ON M5H 3S8
|FOR IMMEDIATE RELEASE
November 4, 2014
IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
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IN THE MATTER OF THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
BRYAN ANDREW VICKERS
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STAFF OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA
TORONTO – On October 31, 2014, the Commission issued a Notice of Hearing pursuant to section 21.7 of the Securities Act to consider the Application made by Bryan Andrew Vickers for a review of the Sanctions Decision of the Investment Industry Regulatory Organization of Canada dated June 19, 2014.
The hearing will be held on December 16, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission’s offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.
OFFICE OF THE SECRETARY
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