Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

November 4, 2014


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

- and -

IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

- and –

IN THE MATTER OF THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA

BETWEEN

BRYAN ANDREW VICKERS

- and -

STAFF OF THE INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA



TORONTO – On October 31, 2014, the Commission issued a Notice of Hearing pursuant to section 21.7 of the Securities Act to consider the Application made by Bryan Andrew Vickers for a review of the Sanctions Decision of the Investment Industry Regulatory Organization of Canada dated June 19, 2014.

The hearing will be held on December 16, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission’s offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.

A copy of the Notice of Hearing dated October 31, 2014 and the Application dated July 17, 2014 are available at www.osc.gov.on.ca.


OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
ACTING SECRETARY

- 30 -

 

For media inquiries:
media_inquiries@osc.gov.on.ca
     
For Investor Inquiries:     OSC Contact Centre
416-593-8314
1-877-785-1555 (Toll Free)