Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

October 24, 2014


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

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IN THE MATTER OF A REQUEST FOR A HEARING AND REVIEW OF A DECISION
OF A HEARING PANEL OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION
OF CANADA

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IN THE MATTER OF THE RULES OF INVESTMENT INDUSTRY REGULATORY
ORGANIZATION OF CANADA

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IN THE MATTER OF JULIAN ROBERT RICCI



TORONTO – On October 24, 2014, the Commission issued a Notice of Hearing pursuant to section 21.7 of the Securities Act to consider the Application made by Julian Robert Ricci for a review of the Penalty Decision of the Investment Industry Regulatory Organization of Canada dated June 9, 2014.

The hearing will be held on November 24, 2014 at 10:00 a.m. or as soon thereafter as the hearing can be held at Commission’s offices at 20 Queen Street West, 17th Floor, Toronto, Ontario.

A copy of the Notice of Hearing dated October 24, 2014 and the Application dated July 9, 2014 are available www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
ACTING SECRETARY

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