Proceedings

Notice from the
Office of the Secretary

Ontario Crest

Ontario
Securities
Commission


20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario
FOR IMMEDIATE RELEASE

May 14, 2014


IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED

– AND –
IN THE MATTER OF DAVID M. O’BRIEN



TORONTO – The Commission issued an Order in the above named matter which provides that:

  1. a confidential pre-hearing conference shall take place on September 15, 2014 at 9:00 a.m.;
  2. O’Brien shall file and serve any materials on which he intends to rely at the pre-hearing conference by September 8, 2014; and
  3. the records from the May 8, 2014 and September 15, 2014 confidential pre-hearing conferences shall be sealed and treated as confidential pursuant to subsection 9(1) of the SPPA and rule 8.1 and subrule 5.2(1) of the Rules of Procedure.

A copy of the Order dated May 8, 2014 is available at www.osc.gov.on.ca.


OFFICE OF THE SECRETARY
JOSEE TURCOTTE
ACTING SECRETARY

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