Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

April 15, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
April 15, 2019Notice from the Office of the Secretary: Mangrove Partners and TransAlta Corporation, File No. 2019-13
April 12, 2019Notice from the Office of the Secretary: Mangrove Partners and TransAlta Corporation, File No. 2019-13
April 10, 2019Notice from the Office of the Secretary: Ewing Morris & Co. Investment Partners Ltd., File No. 2019-6
April 10, 2019Notice from the Office of the Secretary: Anson Advisors Inc, File No. 2019-5
April 10, 2019Notice from the Office of the Secretary: Mangrove Partners and TransAlta Corporation, File No. 2019-13
April 9, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
April 5, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
April 3, 2019Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
March 29, 2019Notice from the Office of the Secretary: Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership, File No. 2018-21
March 29, 2019Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
March 28, 2019Notice from the Office of the Secretary: Clifton Blake Asset Management Ltd. et al., File No. 2019-4
March 27, 2019Notice from the Office of the Secretary: Andrew Paul Rudensky, File No. 2018-68
March 26, 2019Notice from the Office of the Secretary: Alain Armand Theroux, File No. 2019-9
March 25, 2019Notice from the Office of the Secretary: Clifton Blake Asset Management Ltd. et al., File No. 2019-4
March 25, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
March 21, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
March 21, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
March 19, 2019Notice from the Office of the Secretary: Anson Advisors Inc and Ewing Morris & Co. Investment Partners Ltd., File Nos. 2019-5 and 2019-6
March 11, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
March 8, 2019Notice from the Office of the Secretary: Ewing Morris & Co. Investment Partners Ltd., File No. 2019-6
March 8, 2019Notice from the Office of the Secretary: Anson Advisors Inc, File No. 2019-5
February 27, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
February 26, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
February 26, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
February 25, 2019Notice from the Office of the Secretary: USI-Tech Limited, File No. 2018-75
February 22, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
February 21, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
February 21, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
February 19, 2019Notice from the Office of the Secretary: AlphaNorth Asset Management and Steven Douglas Palmer, File No. 2019-3