Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

September 23, 2020Notice from the Office of the Secretary: Donald Bruce Wilson et al., File No. 2020-27
September 17, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
September 17, 2020Notice from the Office of the Secretary: VRK Forex & Investments Inc. and Radhakrishna Namburi, File No. 2019-40
September 15, 2020Notice from the Office of the Secretary: VRK Forex & Investments Inc. and Radhakrishna Namburi, File No. 2019-40
September 14, 2020Notice from the Office of the Secretary: ESW Capital, LLC and Optiva Inc., File No. 2020-26
September 14, 2020Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
September 14, 2020Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
September 14, 2020Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File Nos. 2019-34 and 2020-13
September 14, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
September 11, 2020Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
September 8, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
September 4, 2020Notice from the Office of the Secretary: An Application by Epix Resource Finance Corporation regarding Aberdeen International Inc., File No. 2020-29
September 2, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
August 31, 2020Notice from the Office of the Secretary: ESW Capital, LLC and Optiva Inc., File No. 2020-26
August 31, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
August 28, 2020Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File Nos. 2019-34 and 2020-13
August 26, 2020Notice from the Office of the Secretary: Derek F. C. Elliott, File No. 2020-31
August 21, 2020Notice from the Office of the Secretary: ESW Capital, LLC and Optiva Inc., File No. 2020-26
August 21, 2020Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
August 19, 2020Notice from the Office of the Secretary: Matter of B, File No. 2020-23
August 18, 2020Notice from the Office of the Secretary: Joseph Debus, File No. 2019-16
August 18, 2020Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File Nos. 2019-34 and 2020-13
August 14, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
August 12, 2020Notice from the Office of the Secretary: ESW Capital, LLC and Optiva Inc., File No. 2020-26
August 11, 2020Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
August 11, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
August 10, 2020Notice from the Office of the Secretary: Donald Bruce Wilson et al., File No. 2020-27
August 10, 2020Notice from the Office of the Secretary: VRK Forex & Investments Inc. and Radhakrishna Namburi, File No. 2019-40
August 7, 2020Notice from the Office of the Secretary: Jonathan Cartu et al., File No. 2020-14
August 7, 2020Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70