Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

August 19, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
August 16, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
August 6, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
July 25, 2019Notice from the Office of the Secretary: International Capital Markets Pty. Ltd., File No. 2019-19
July 25, 2019Amendments to the Ontario Securities Commission Rules of Procedure and Forms and Practice Guideline as of July 23, 2019
July 24, 2019Notice from the Office of the Secretary: Ava Trade Ltd., File No. 2019-18
July 24, 2019Notice from the Office of the Secretary: CoinLaunch Corp., File No. 2019-23
July 22, 2019Notice from the Office of the Secretary: Ava Trade Ltd., File No. 2019-18
July 22, 2019Notice from the Office of the Secretary: International Capital Markets Pty. Ltd., File No. 2019-19
July 22, 2019Notice from the Office of the Secretary: CoinLaunch Corp., File No. 2019-23
July 19, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
July 19, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
July 17, 2019Notice from the Office of the Secretary: Jean-Smaille Germeil and FPE Trading, File No. 2019-26
July 16, 2019Notice from the Office of the Secretary: Alan Braun et al., File No. 2019-25
July 16, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
July 15, 2019Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
July 10, 2019Notice from the Office of the Secretary: Andrew Paul Rudensky, File No. 2018-68
July 10, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2019-24
July 10, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
July 10, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
July 10, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2019-24
July 4, 2019Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
June 26, 2019Notice from the Office of the Secretary: David Michael Michaels, File No. 2019-20
June 25, 2019Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
June 21, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
June 21, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
June 13, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
June 10, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
June 7, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
June 6, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28