Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

November 27, 2020Notice from the Office of the Secretary: Daniel Sheehan, File No. 2020-38
November 27, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
November 25, 2020Notice from the Office of the Secretary: Dino Paolucci, File No. 2020-25
November 20, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
November 19, 2020Notice from the Office of the Secretary: An Application by Epix Resource Finance Corporation regarding Aberdeen International Inc., File No. 2020-29
November 18, 2020Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
November 17, 2020Notice from the Office of the Secretary: Trevor Rosborough et al., File No. 2020-33
November 17, 2020Notice from the Office of the Secretary: Douglas John Eley, File No. 2020-35
November 16, 2020Notice from the Office of the Secretary: VRK Forex & Investments Inc. and Radhakrishna Namburi, File No. 2019-40
November 16, 2020Notice from the Office of the Secretary: Katanga Mining Limited et al., File No. 2020-37
November 10, 2020Notice from the Office of the Secretary: VRK Forex & Investments Inc. and Radhakrishna Namburi, File No. 2019-40
November 4, 2020Notice from the Office of the Secretary: Daniel Sheehan, File No. 2020-38
November 2, 2020Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
October 29, 2020Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
October 28, 2020Notice from the Office of the Secretary: Derek F. C. Elliott, File No. 2020-31
October 26, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
October 23, 2020Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
October 20, 2020Notice from the Office of the Secretary: Vernon Ray Fauth, File No. 2020-36
October 20, 2020Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
October 16, 2020Notice from the Office of the Secretary: Douglas John Eley, File No. 2020-35
October 14, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
October 13, 2020Notice from the Office of the Secretary: Douglas John Eley, File No. 2020-35
October 8, 2020Notice from the Office of the Secretary: Derek F. C. Elliott, File No. 2020-31
October 8, 2020Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
October 8, 2020Notice from the Office of the Secretary: Bardya Ziaian, File No.2020-34
October 7, 2020Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File Nos. 2019-34 and 2020-13
October 7, 2020Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
October 7, 2020Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
October 6, 2020Notice from the Office of the Secretary: Bardya Ziaian, File No.2020-34
October 2, 2020Notice from the Office of the Secretary: Derek F. C. Elliott, File No. 2020-31