Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

December 12, 2019Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
December 12, 2019Amendments to the Ontario Securities Commission Rules of Procedure and Forms and Practice Guideline as of December 10, 2019
December 10, 2019Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
December 6, 2019Notice from the Office of the Secretary: The Catalyst Capital Group Inc. et al., File No. 2019-41
December 5, 2019Notice from the Office of the Secretary: The Catalyst Capital Group Inc. et al., File No. 2019-41
December 4, 2019Notice from the Office of the Secretary: Aly Babu Husein Mawji, File No. 2019-38
December 3, 2019Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
December 3, 2019Notice from the Office of the Secretary: The Catalyst Capital Group Inc. et al., File No. 2019-41
November 28, 2019Notice from the Office of the Secretary: Farhang (Fred) Dagostar Nikoo, File No. 2019-36
November 22, 2019Notice from the Office of the Secretary: VRK Forex & Investments Inc. and Radhakrishna Namburi, File No. 2019-40
November 21, 2019Notice from the Office of the Secretary: Sean Daley and Kevin Wilkerson, File No. 2019-39
November 11, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
November 6, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
November 6, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
November 4, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 30, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
October 24, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
October 22, 2019Notice from the Office of the Secretary: Benedict Cheng et al., File No. 2019-37
October 18, 2019Notice from the Office of the Secretary: Jean-Smaille Germeil and FPE Trading, File No. 2019-26
October 17, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 16, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
October 15, 2019Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
October 15, 2019Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
October 11, 2019Notice from the Office of the Secretary: Aly Babu Husein Mawji, File No. 2019-38
October 9, 2019Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
October 9, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
October 9, 2019Notice from the Office of the Secretary: Benedict Cheng et al., File No. 2019-37
October 8, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
October 8, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 7, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41