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20 Queen St. W.
22nd Floor
Toronto, ON M5H 3S8
Commission des
valeurs mobilières
de l'Ontario

May 9, 2017

OSC Announces Roundtable on Proposed Business Conduct Rules for Derivatives Dealers and Advisers

TORONTO – The Ontario Securities Commission (OSC) today announced that it will hold a roundtable to discuss stakeholder input on the CSA Notice and Request for Comment on Proposed National Instrument 93-101 Derivatives: Business Conduct (NI 93-101).

The roundtable will take place on May 29, 2017, from 9:00 a.m. to 12:00 p.m. on the 22nd floor of the OSC’s offices, located at 20 Queen Street West in Toronto, Ontario.

The event will feature panel discussions on the major policy proposals in NI 93-101. Panellists will be selected to reflect a diversity of roles and views. Representatives of banks, pension funds and buy-side market participants have been invited.

The OSC will provide additional details, including the agenda and list of panellists no later than May 22, 2017.

Interested parties wishing to attend the roundtable are asked to send an email with full contact details to: to confirm their attendance. Space is limited. A transcript will be posted on the OSC’s website following the roundtable.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices and to foster fair and efficient capital markets and confidence in the capital markets. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at


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For Investor Inquiries: OSC Contact Centre
1-877-785-1555 (Toll Free)
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