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Toronto, ON M5H 3S8
|FOR IMMEDIATE RELEASE
January 9, 2015
OSC Announces New Registrant Advisory Committee Members
TORONTO – The Ontario Securities Commission (OSC) announced today the membership of the Registrant Advisory Committee (RAC) for the 2015-2017 term. The RAC serves as a forum to discuss issues and challenges faced by registrants in interpreting and complying with Ontario securities law, including registration and compliance related matters.
The Committee will also play a consultative role by providing feedback to the OSC on the development and implementation of policy and rule making initiatives that promote investor protection and fair and efficient capital markets.
Debra Foubert, Director of the Compliance and Registrant Regulation Branch, will continue to Chair the RAC.
The RAC is composed of members representing the different registration categories and business models overseen by the OSC. The Committee is expected to meet approximately four to six times per year, in addition to possible ad hoc meetings as required, with members serving two-year terms. The Committee members are:
|Robert Maxwell||Arrow Capital Management Inc.|
|Prema K. R. Thiele||Borden Ladner Gervais LLP|
|Leonard Racioppo||Coerente Capital Management Inc.|
|Matthew Irwin||Ewing Morris & Co. Investment Partners Ltd.|
|Richard Goldstein||First Republic Capital Corporation|
|Eric Adelson||Invesco Canada Ltd.|
|Brent H. Moore||Mackenzie Financial Corporation|
|Catherine Chamberlain||Vanguard Investments Canada In|
|Cora Pettipas||National Exempt Market Association|
|Matthew Brad||Mutual Fund Dealers Association of Canada|
|Sandra Blake||Investment Industry Regulatory Organization of Canada|
|Cathy Tuckwell||Portfolio Management Association of Canada and 1832 Asset Management L.P.|
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