What's New

Join us at OSC Dialogue 2019 as financial industry leaders, senior regulators and investors discuss collaborative strategies to drive efficiency and economic growth, while fostering market confidence.

Reports and Publications

  • Notices

    Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.

  • Investor News

    OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.

  • Out for Comment

    Proposed instruments, rules and policies that have been published for public comment.

  • CSA Disciplined List

    A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.

  • SME Institute

    Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.

  • Investor Warnings

    Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.

  • CSA News Releases

    News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.

  • OSC Dialogue

    Information including topics for OSC Dialogue.