- OSC Service Commitment: Service Standards and Timelines
- Register - OSC SME Institute webinars
- OSC makes doing business easier for Ontario market participants
- Canadian securities regulators move forward with embedded commissions bans
- OSC introduces flexible fee certification process for market participants
- OSC behavioural insights study highlights pathways to better fee disclosure
- Updates to the Commission's Rules and Practice Guideline
- OSC takes action to reduce burden for investment fund managers
- OSC takes action to reduce burden for mining issuers
- Fees for delayed OBA filings to be waived as part of OSC burden reduction project
- OSC Investor Alert: Convicted fraudster Weizhen Tang
- OSC awards $7.5 million to three whistleblowers
What's New
OSC Dialogue focuses on the future of securities regulation and streamlining regulation to reduce burden while benefiting investors.
- January 24, 2020 OSC News Release: BDO Canada pays $3.5 M for failing to comply with auditing standards
- January 23, 2020 CSA News Release: Canadian securities regulators provide update on trading fee rebate pilot study
- January 23, 2020 CSA News Release: Canadian securities regulators release detailed data from review of women on boards and in executive officer positions
- January 21, 2020 OSC News Release: Ontario Securities Commission Chair and CEO Maureen Jensen to step down
- January 16, 2020 CSA News Release: Canadian securities regulators publish additional guidance for entities facilitating the trading of crypto assets
- January 14, 2020 OSC News Release: James Stuart Adams charged with breaching OSC Order
View More
- October 21, 2019 Axe Invest
- June 15, 2018 Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
- May 15, 2018 B.M.O. Ltd.
- March 21, 2018 Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
- March 21, 2018 Catalyst CM Limited
- January 11, 2017 OSC News Release: Vernon Smith Charged Quasi-Criminally with Securities Act Offences
View More
Reports and Publications
- Notices
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue.