- Canadian securities regulators mark Fraud Prevention Month with wide range of activities
- Ontario Exempt Market Report 2018
- Corporate Finance Branch 2017-2018 Annual Report
- Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
- CSA provide update on trading fees and rebates pilot study
- Investor Alert: Payback Limited and Trans Atlantic Direct
- OSC study identifies ways to make retirement planning easier
- Summary report for Dealers, Advisers and Investment Fund Managers
- CSA issue guidance on bail-in debt regime
- OSC Whistleblower Program contributing to a stronger culture of compliance
- OSC announces updated Commission’s Book of Authorities
- OSC joins global network to support financial innovation
- OSC study: Lack of understanding of cryptoassets puts Ontarians at risk
- Final amendments on Report of Exempt Distribution
- OSC study: Ontario millennials face significant obstacles to investing
- CSA align to publish harmonized response to concerns with the client-registrant relationship
What's New
Save the date for this annual OSC event that brings together hundreds of market participants on issues and trends facing the capital markets.
- May 23, 2019 CSA News Release: IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements
- May 15, 2019 OSC News Release: Fees for delayed OBA filings to be waived as part of OSC burden reduction project
- May 14, 2019 OSC News Release: Alex Tapscott and NextBlock Global Limited to pay $1M for misleading investors
- May 14, 2019 IAP News Release: OSC’s Investor Advisory Panel Releases 2018 Annual Report
- May 9, 2019 CSA News Release: Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions
- May 2, 2019 CSA News Release: Canadian securities regulators outline next steps on the development of an integrated information system
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- June 15, 2018 Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
- May 15, 2018 B.M.O. Ltd.
- March 21, 2018 Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
- March 21, 2018 Catalyst CM Limited
- January 11, 2017 OSC News Release: Vernon Smith Charged Quasi-Criminally with Securities Act Offences
- March 7, 2016 Pilpel Capital Ltd. doing business as bloombex-options.com.
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Reports and Publications
- Notices
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue.