Most Popular News
- William Wallace and Robert Heward sentenced to four years imprisonment each for fraud, illegal distribution and unregistered trading
- CSA announces Cyber Security Roundtable
- OSC approves no-contest settlement agreement with BMO Nesbitt Burns Inc.
- OSC announces new commissioner appointments
- Listen - Roundtable on Proposed Best Interest Standard and Targeted Reforms
- CSA releases review of practices firms use to compensate and provide incentives to their representatives
- Canadian securities regulators provide update on consultation on option of discontinuing embedded commissions
- OSC announces Canada’s first hackathon by a securities regulator
- OSC announces new registrant advisory committee members
- Canadian securities regulators release MFDA oversight review report
- CSA publish final amendments mandating a CSA mutual fund risk classification methodology for use in fund facts and ETF facts
- Court dismisses appeals in insider trading case
Reports and Publications
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics and audio files from OSC Dialogue 2014.