Most Popular News
- Save the Date - OSC Dialogue, November 8
- OSC Study: Lack of understanding of cryptoassets puts Ontarians at risk
- Investor Alert: HQBroker
- CSA align to publish harmonized response to concerns with the client-registrant relationship
- OSC Mediation Program
- OSC to leave regulatory fees unchanged
- Canadian securities administrators propose changes to the syndicated mortgage regime
- CSA regulators publish revised disclosure expectations for issuers with U.S. marijuana-related activities
- Canadian securities regulators issue statement following rescission of the Cole Memorandum
- OSC adopts final rule for distributions outside Canada
- CSA announce ban on binary options
- CSA release new findings and trends on Women on Boards and in Executive Officer positions
- CSA release review of registered firms’ cyber security and social media practices
- OSC Publishes 2017-2018 Statement of Priorities
- Investing As We Age: Pre-Retirees Relying on Homes to Fund Retirement
- Summary Report for Dealers, Advisers and Investment Fund Managers
Reports and Publications
OSC Staff Notice 11-778 Behavioural Insights: Key Concepts, Applications and Regulatory Considerations
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue 2017.