- Registration Open - OSC Dialogue, November 21
- OSC Service Commitment: Service Standards and Timelines
- OSC introduces flexible fee certification process for market participants
- OSC behavioural insights study highlights pathways to better fee disclosure
- Updates to the Commission's Rules and Practice Guideline
- OSC takes action to reduce burden for investment fund managers
- OSC takes action to reduce burden for mining issuers
- Fees for delayed OBA filings to be waived as part of OSC burden reduction project
- OSC Investor Alert: Convicted fraudster Weizhen Tang
- OSC Investor Alert: United Financial Commodity Group
- OSC awards $7.5 million to three whistleblowers
What's New
Join us at OSC Dialogue 2019 as financial industry leaders, senior regulators and investors discuss collaborative strategies to drive efficiency and economic growth, while fostering market confidence.
- October 3, 2019 CSA News Release: Canadian securities regulators propose changes to auditor oversight rules
- October 3, 2019 CSA News Release: Canadian securities regulators implement investor protection reforms, strengthening the client-registrant relationship across Canada
- October 2, 2019 CSA News Release: Canadian securities regulators release data regarding women on boards and in executive officer positions
- October 1, 2019 CSA News Release: Canadian securities regulators publish latest Investor Education activities
- September 24, 2019 OSC News Release: OSC announces Market Structure Advisory Committee members
- September 18, 2019 OSC News Release: OSC Announces Speakers for Dialogue 2019
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- September 17, 2019 OSC Investor Alert: Blue Sail Trading
- July 4, 2019 OSC Investor Alert: RTG Direct Trading Group
- May 28, 2019 OSC Investor Alert: Convicted Fraudster Weizhen Tang
- June 15, 2018 Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
- May 15, 2018 B.M.O. Ltd.
- March 21, 2018 Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
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Reports and Publications
- Notices
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue.