- Save the Date - OSC Dialogue, November 8
- OSC Study: Lack of understanding of cryptoassets puts Ontarians at risk
- Investor Alert: HQBroker
- CSA align to publish harmonized response to concerns with the client-registrant relationship
- OSC Mediation Program
- OSC to leave regulatory fees unchanged
- Canadian securities administrators propose changes to the syndicated mortgage regime
- CSA regulators publish revised disclosure expectations for issuers with U.S. marijuana-related activities
- Canadian securities regulators issue statement following rescission of the Cole Memorandum
- OSC adopts final rule for distributions outside Canada
- CSA announce ban on binary options
- CSA release new findings and trends on Women on Boards and in Executive Officer positions
- CSA release review of registered firms’ cyber security and social media practices
- OSC Publishes 2017-2018 Statement of Priorities
- Investing As We Age: Pre-Retirees Relying on Homes to Fund Retirement
- Summary Report for Dealers, Advisers and Investment Fund Managers
What's New
- August 16, 2018 OSC News Release: OSC Investor Alert: Payback Limited and Trans Atlantic Direct
- August 7, 2018 OSC News Release: OSC joins global network to support financial innovation
- August 1, 2018 CSA News Release: Canadian securities regulators provide update on trading fees and rebates pilot study
- July 27, 2018 CSA News Release: Canadian securities regulators advise of unauthorized access to National Registration Database
- July 27, 2018 OSC News Release: OSC Study Identifies Ways to Make Retirement Planning Easier
- July 26, 2018 CSA News Release: Canadian securities regulators provide update on approach to determining director and audit committee member independence
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- June 15, 2018 Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
- May 15, 2018 B.M.O. Ltd.
- March 21, 2018 Catalyst CM Limited
- March 21, 2018 Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
- January 11, 2017 OSC News Release: Vernon Smith Charged Quasi-Criminally with Securities Act Offences
- March 7, 2016 Pilpel Capital Ltd. doing business as bloombex-options.com.
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Reports and Publications
- Notices
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue 2017.