Most Popular News
- Canadian securities regulators mark Fraud Prevention Month with wide range of activities
- Ontario Exempt Market Report 2018
- Corporate Finance Branch 2017-2018 Annual Report
- Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
- CSA provide update on trading fees and rebates pilot study
- Investor Alert: Payback Limited and Trans Atlantic Direct
- OSC study identifies ways to make retirement planning easier
- Summary report for Dealers, Advisers and Investment Fund Managers
- CSA issue guidance on bail-in debt regime
- OSC Whistleblower Program contributing to a stronger culture of compliance
- OSC announces updated Commission’s Book of Authorities
- OSC joins global network to support financial innovation
- OSC study: Lack of understanding of cryptoassets puts Ontarians at risk
- Final amendments on Report of Exempt Distribution
- OSC study: Ontario millennials face significant obstacles to investing
- CSA align to publish harmonized response to concerns with the client-registrant relationship
Reports and Publications
Annual Summary Report for Dealers, Advisers and Investment Fund Managers Compliance and Registrant Regulation
OSC Staff Notice 11-778 Behavioural Insights: Key Concepts, Applications and Regulatory Considerations
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue.