- OSC publishes 2020-2021 Statement of Priorities
- QuadrigaCX: A Review by Staff of the Ontario Securities Commission
- OSC Service Commitment: Service Standards and Timelines
- OSC proposes rule to restrict use of deferred sales charge option
- CSA release detailed data from review of women on boards and in executive officer positions
- OSC makes doing business easier for Ontario market participants
- CSA publish additional guidance for entities facilitating the trading of crypto assets
- CSA provide update on trading fee rebate pilot study
- CSA seek additional comment on proposed rule for Non-GAAP and other financial measures
- CSA announce consultation on an access equals delivery model for public companies
- FSRA and OSC provide update on Syndicated Mortgage Investments
What's New
- September 18, 2020 CSA News Release: Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers
- September 17, 2020 CSA News Release: Canadian securities regulators propose changes to the offering memorandum prospectus exemption
- September 17, 2020 CSA News Release: Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers
- September 15, 2020 CSA News Release: Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions
- September 14, 2020 OSC News Release: OSC publishes Summary Report for Dealers, Advisers and Investment Fund Managers
- September 3, 2020 CSA News Release: Canadian securities regulators seek new members for Mining Technical Advisory and Monitoring Committee
View More
- October 21, 2019 Axe Invest
- June 15, 2018 Bristol Consulting FX , also doing business as www.bristolconsultingfx.com
- May 15, 2018 B.M.O. Ltd.
- March 21, 2018 Aidan Trading Corp. also operating as Aidan Trading and doing business as www.aidantrading.com
- March 21, 2018 Catalyst CM Limited
- January 11, 2017 OSC News Release: Vernon Smith Charged Quasi-Criminally with Securities Act Offences
View More
Reports and Publications
- Notices
Notices from the Office of the Secretary about OSC proceedings including statement of allegations, reasons, orders and decisions.
- Investor News
OSC Investor News covers regulatory developments that affect investors and profiles investor resources for initiatives.
- Out for Comment
Proposed instruments, rules and policies that have been published for public comment.
- Enforcement News Releases
This section contains information about OSC enforcement activities.
- CSA Disciplined List
A list of individuals who have been sanctioned by the OSC and other Canadian securities regulators.
- SME Institute
Seminars for small and medium enterprises on a variety of relevant regulatory topics as well as tips on working with the OSC.
- Organizational News Releases
Developments at the OSC including changes in governance and structure as well as reports and other publications.
- Investor Warnings
Information about individuals and companies that appear to be engaging in activities that may pose a risk to investors.
- Registrant Outreach
A program to support improved compliance by registrants and issuers.
- Regulatory News Releases
Changes related to securities policy and regulation in Ontario.
- CSA News Releases
News releases from the Canadian Securities Administrators on regulatory and enforcement matters, investor protection initiatives and CSA operations.
- OSC Dialogue
Information including topics for OSC Dialogue.