News & Events

OSC Enforcement News Releases 2014

20141125060000November 25, 2014OSC News Release: Venard “Lenny” Gaudet charged Quasi-Criminally with Unregistered Trading and Illegal Distribution
20141027180000October 27, 2014OSC News Release: Omokhodion Oshingbeme Charged Criminally
20141008120000October 8, 2014OSC News Release: Keith Summers Sentenced to Three Years In Jail
20140930091500September 30, 2014OSC News Release: OSC Approves Settlement Agreement with Ernst and Young
20140924100000September 24, 2014OSC News Release: OSC Lays Quasi-Criminal Charges against Robert Heward and William Wallace
20140827060000August 27, 2014OSC News Release: OSC Panel Issues Reasons and Decision in the Matter of Jowdat Waheed and Bruce Walter
20140811103000August 11, 2014OSC News Release: OSC Panel Orders Substantial Penalties against Crown Hill Capital Corporation and Wayne Lawrence Pushka
20140720200000July 21, 2014OSC News Release: Former Sino-Forest CFO settles with Ontario Securities Commission, admits financial disclosure was materially misleading
20140610123000June 10, 2014OSC News Release: Peter Siklos Sentenced to Jail for Breaching Ontario Securities Act
20140506100000May 6, 2014OSC News Release: Ontario Superior Court of Justice dismisses appeal by Otto Spork, Konstantinos Ekonomidis and Natalie Spork
20140506063000May 6, 2014OSC News Release: Daniel Tiffin and Tiffin Financial Corporation Charged Quasi-Criminally with Unregistered Trading, Trading in Securities Without a Prospectus and Breaching an OSC Cease Trade Order
20140429100000April 29, 2014OSC News Release: Vernon Smith charged Quasi-Criminally with Unregistered Trading and Breaching OSC Cease Trade Orders
20140321073000March 21, 2014OSC News Release: OSC announces results of 2013 enforcement efforts
20140311070000March 11, 2014OSC News Release: OSC Proceeds with New Initiatives to Strengthen Enforcement
20140303093000March 3, 2014OSC News Release: Keith Summers Charged Criminally with Fraud and Uttering a Forged Document Following Investigation by OSC’s Joint Serious Offences Team
Page 1 of 2