Notice of Approval - Amendments to Trading Policies - Aequitas NEO Exchange Inc.

Market Regulation Document Type
Neo Exchange Inc. rule review and notices

In accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto, Aequitas NEO Exchange (NEO Exchange) filed, and the OSC approved amendments to the Trading Policies of NEO Exchange (the Amendments).

The Amendments relate to:

  • revisions to closing call functionality;
  • the addition of an odd lot trader concept;
  • revisions to the definition of Latency Sensitive Trader;
  • the addition of a definition of Opening Call;
  • revisions to price band description; and
  • clarification of mid-point functionality availability.

The Amendments were published for comment on January 7, 2016 for 30 days. No comments were received.