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Notice of Commission Approval – MFDA By-law No.8 – Disciplinary and Enforcement Amendments – Mutual Fund Dealers Association of Canada (MFDA)
The Ontario Securities Commission approved By-law No. 8 of the MFDA regarding Disciplinary and Enforcement Amendments. In addition, the Alberta Securities Commission, Nova Scotia Securities Commission and Saskatchewan Financial Services Commission approved; and the British Columbia Securities Commission did not object to the amendments. The proposed amendments strengthen the powers of the Hearing Panel and harmonize the MFDA's disciplinary and investigative provisions. A copy and description of these amendments were published on July 11, 2003 at (2003) 26 OSCB 5443. No comments were received.