Notice of Commission Approval – Amendment to MFDA Rule 1.1.6(a)(vi) Regarding Introducing and Carrying Arrangement – Mutual Fund Dealers Association of Canada (MFDA)

The Ontario Securities Commission approved amendment to MFDA Rule 1.1.6(a)(vi) regarding Introducing and Carrying Arrangement. In addition, the Alberta Securities Commission, Nova Scotia Securities Commission and Saskatchewan Financial Services Commission approved and the British Columbia Securities Commission did not object to the amendment. MFDA Rule 1.1.6(a)(vi) involves correction to typographical mistakes, and changes to MFDA procedures to reflect current practices. The amendment is housekeeping in nature. The description and a copy of the amendment is contained in Chapter 13 of this Ontario Securities Commission Bulletin.